318. To determine the credibility of the capital plan, the competent authority should consider, as …

To determine the credibility of the capital plan, the competent authority should consider, as appropriate:

a. whether the capital plan covers the entire assumed adverse time horizon;
b. whether the capital plan put forward a set of credible mitigating and management actions;
c. whether the investment firm is willing and able to take such actions in order to address the breaches of the applicable capital requirements under adverse conditions;
d. whether those mitigating and management actions are subject to any legal or reputational constraints;
e. the probability that mitigating and management action would enable the investment firm to fully meet its applicable capital requirements within an appropriate timeframe;
f. whether the proposed actions are broadly in line with macroeconomic considerations and with known future regulatory changes affecting an investment firm within the scope and timeline of the assumed adverse scenarios; and
g. where applicable, the range of recovery options and their analysis as set out in the investment firm’s recovery plan.

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Prasības
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Standarti
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EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.