+325. The formality and granularity of the assessment should depend on the investment firm’s size …
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325. The formality and granularity of the assessment should depend on the investment firm’s size …
The formality and granularity of the assessment should depend on the investment firm’s size, the structure and the internal organisation of the investment firm and the nature, scope and complexity of its activities as well as its risk to clients, risk to market and risk to the investment firm. For the investment firms that do not deal on own account the assessment should be less comprehensive, whereas for investment firms that deal on own account the assessment should be granular and more comprehensive.
1. Pārskats
1.1 Atsauces
1.2 Identificētās prasības
1.3 Saistītie standarti
2. Identificētās prasības
3. Saistītie standarti
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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