359. To assess whether the liquidity held by an investment firm provides appropriate coverage of …

To assess whether the liquidity held by an investment firm provides appropriate coverage of risk to liquidity, competent authorities should use all of the following sources of information:

• a. the outcomes of the assessment of liquidity risk;
• b. the investment firm’s ILAAP, where available; and
• c. other relevant inputs such as information from on-site inspections, AML/CFT supervisors peer group analysis or stress testing, internal risk management reports and ad-hoc reports requested by the competent authorities, where available.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.