+401. Irrespective of the requirement to hold additional own funds pursuant to Article 39(1), point …

401. Irrespective of the requirement to hold additional own funds pursuant to Article 39(1), point …

Irrespective of the requirement to hold additional own funds pursuant to Article 39(1), point (a) of Directive (EU) 2019/2034, competent authorities should consider the application of supervisory measures where the outcomes of SREP or other supervisory activities reveal deficiencies in the investment firm’s measurement, management, monitoring and control of operational risk, including in particular ICT risk, interest rate risk arising from non-trading book activities, or any other risk relevant for the investment firm.

Liquidity risk

1. Pārskats

,
Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.