+31. Other sources of information competent authorities should also consider include: a) the EBA’s …
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31. Other sources of information competent authorities should also consider include: a) the EBA’s …
Other sources of information competent authorities should also consider include: - a) the EBA’s AML/CFT central database as referred to in Article 9a ( 1) and (3) of Regulation (EU) No 1093/2010, when the information is made available to the competent authority;
- b) colleges of prudential supervisors, set up in line with Article 51 or 116 of Directive (EU) 2019/878 and with the Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 on the operational functioning of colleges of supervisors, and the Commission Delegated Regulation (EU) 2016/98 of 16 October 2015 on the general conditions for the functioning of colleges of supervisors, where established;
- c) industry bodies, including information gathered as part of public-private partnerships, if available, such as typologies and information on emerging risks;
- d) civil society such as corruption perception indices;
- e) international or supranational standard- setting bodies such as mutual evaluations of countries’ AML/CFT, anti-corruption and tax regimes;
- f) information from credible and reliable open sources, such as reports in reputable newspapers;
- g) reputable commercial organisations such as risk and intelligence reports;
- h) whistleblowing reports;
- i) information from academic institutions;
- j) external auditors’ report s in respect of the subject of assessment, where they are available;
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- k) outcomes of analysis of one or more advanced analytics tools; or
- l) notifications of repeatedly failing payment service providers or crypto-asset service providers submitted to the responsible competent authorities in accordance with Articles 8(2), 12(2), 17(2) and 21(2) of Regulation (EU) 2023/1113, to the extent that these providers fall within the competent autho rity’s supervisory scope .
- O 4.2.3 Domestic risk factors
1. Pārskats
1.1 Atsauces
1.2 Identificētās prasības
1.3 Saistītie standarti
2. Identificētās prasības
3. Saistītie standarti
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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