+359. To assess whether the liquidity held by an investment firm provides appropriate coverage of …

359. To assess whether the liquidity held by an investment firm provides appropriate coverage of …

To assess whether the liquidity held by an investment firm provides appropriate coverage of risk to liquidity, competent authorities should use all of the following sources of information:

  • a. the outcomes of the assessment of liquidity risk;
  • b. the investment firm’s ILAAP, where available; and
  • c. other relevant inputs such as information from on-site inspections, AML/CFT supervisors peer group analysis or stress testing, internal risk management reports and ad-hoc reports requested by the competent authorities, where available.

1. Pārskats

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Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/