+Score Supervisory view Considerations
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Score Supervisory view Considerations
| The investment firm's liquidity position and 1 funding profile pose no significant risk to the viability of the investment firm. | • • • | The investment firm’s liquidity is above specific supervisory quantitative requirements and are expected to remain so in the future. The composition and stability of funding pose no discernible risk in relation to the activities and business model of the investment firm. The free flow of liquidity between entities in the group, where relevant, is not impeded, or all entities have a counterbalancing capacity and liquidity above supervisory requirements. |
The investment firm's liquidity position or | 2 funding profile pose a low level of risk to the viability of the investment firm. | • • • • | The investment firm’s liquidity is above the specific supervisory quantitative requirements, but there is a risk that they will not remain so. The composition and stability of funding pose a low level of risk in relation to the activities and business model of the investment firm. The free flow of liquidity between entities in the group, where relevant, is or could be marginally impeded. The investment firm’s liquidity is deteriorating and/or are below specific supervisory quantitative requirements, and there are concerns about the investment firm’s ability to restore compliance with these requirements in | | The investment firm's liquidity position or 3 funding profile pose a medium level of risk to the viability of the investment firm. | • • • | a timely manner. The composition and stability of funding pose a medium level of risk in relation to the activities and business model of the investment firm. The free flow of liquidity between entities in the group, where relevant, is impeded. The investment firm’s liquidity is rapidly deteriorating or is below the specific supervisory quantitative requirements, and there are serious concerns about the investment firm’s ability to restore compliance | | The investment firm's liquidity position or 4 funding profile pose a high level of risk to the viability of the investment firm. | • • | with these requirements in a timely manner. The composition and stability funding pose a high level of risk in relation to the activities and business model of the investment firm. The free flow of liquidity between entities in the group, where relevant, is severely impeded. |
1. Pārskats
1.1 Atsauces
1.2 Identificētās prasības
1.3 Saistītie standarti
2. Identificētās prasības
3. Saistītie standarti
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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