214. Id- ditta ta’ investiment għandha tiddefinixxi l -objettivi tad-ditta ta’ investiment …

Id- ditta ta’ investiment għandha tiddefinixxi l -objettivi tad-ditta ta’ investiment, tal-unitajiet tan-negozju u tal-persunal. Dawn l- objettivi għandhom jiġu derivati mill - istrateġija tan -negozju u tar-riskju, mill-valuri korporattivi, mill- aptit għar -riskju u mill-interessi fit- tul tagħha u jiġu kkunsidrati wkoll il-kost tal-kapital u l-likwidità tad-ditta ta’ investiment. Id-ditti ta’ investiment għandhom jivvalutaw il -kisbiet tal-membri tal-persunal identifikat u tal-unitajiet tan-negozju tad-ditti ta’ investiment matul il-perjodu tad-dovuti kontra l- objettivi tagħhom.

1. Ħarsa ġenerali

1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

3. Standards relatati

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