+Artikolu 7a Estensjonijiet u bidliet materjali fl-IMA
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---+Article 7a 2.
---+Article 7a 3.
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Artikolu 7a Estensjonijiet u bidliet materjali fl-IMA

Artikolu 7a

Estensjonijiet u bidliet materjali fl-IMA

1.  L-estensjonijiet u l-bidliet fl-IMA jitqiesu bħala materjali jekk jissodisfaw xi waħda mill-kundizzjonijiet li ġejjin:

(a) 

jekk jaqgħu taħt waħda mill-estensjonijiet deskritti fl-Anness III tal-Parti I tat-Taqsima 1;

(b) 

jekk jaqgħu taħt waħda mill-bidliet deskritti fl-Anness III tal-Parti II tat-Taqsima 1;

(c) 

jekk jirriżultaw f'bidla f'valur assolut ta' 1 % jew aktar, ikkalkulat għall-ewwel jum ta' negozju tal-ittestjar tal-impatt tal-estensjoni jew tal-bidla, ta' wieħed min-numri ta' riskju rilevanti msemmija fl-Artikolu 364(1)(a)(i), jew fl-Artikolu 364(1)(b)(i) jew fl-Artikolu 364(2)(b)(i) jew fl-Artikolu 364(3)(a) tar-Regolament (UE) Nru 575/2013, u assoċjat mal-kamp ta' applikazzjoni tal-mudell tal-IMA rilevanti li għalih jirreferi n-numru tar-riskju, u jirriżulta f'waħda minn dawn li ġejjin:

(i) 

f'bidla ta' 5 % jew aktar tas-somma totali tan-numri tar-riskju msemmija fl-Artikolu 364(1)(a)(i) u fl-Artikolu 364(1)(b)(i), skalata bil-fatturi ta' multiplikazzjoni (mc) u (ms) rispettivament skont l-Artikolu 366 tar-Regolament (UE) Nru 575/2013, l-Artikolu 364(2)(b)(i) u l-Artikolu 364(3)(a) tar-Regolament (UE) Nru 575/2013, u tar-rekwiżiti ta' fondi proprji skont il-Kapitoli 2, 3 u 4 tat-Titolu IV ta' dak ir-Regolament, kif applikabbli, ikkalkulati fil-livell tal-istituzzjoni prinċipali tal-UE jew, fil-każ ta' istituzzjoni li la tkun istituzzjoni prinċipali u lanqas sussidjarja, fil-livell ta' dik l-istituzzjoni;

(ii) 

f'bidla ta' 10 % jew aktar ta' wieħed min-numri tar-riskju rilevanti jew aktar imsemmija fl-Artikolu 364(1)(a)(i), jew fl-Artikolu 364(1)(b)(i) jew fl-Artikolu 364(2)(b)(i) jew fl-Artikolu 364(3)(a) tar-Regolament (UE) Nru 575/2013, u assoċjata mal-kamp ta' applikazzjoni tal-mudell tal-IMA rilevanti li għalih jirreferi n-numru tar-riskju.

2.  Għall-finijiet tal-paragrafu (1)(c)(i), u f'konformità mal-Artikolu 3(2), l-impatt ta' kull estensjoni jew bidla jiġi vvalutat bħala l-ogħla valur assolut matul il-perjodu msemmi fil-paragrafu 4 ta' dan l-Artikolu ta' proporzjon ikkalkulat kif ġej:

(a) 

bħala numeratur, id-differenza bejn is-somma msemmija fil-paragrafu (1)(c)(i) bl-estensjoni jew il-bidla u mingħajrha;

(b) 

bħala denominatur, is-somma msemmija fil-paragrafu (1)(c)(i) mingħajr l-estensjoni jew il-bidla.

3.  Għall-finijiet tal-paragrafu (1)(c)(ii), u f'konformità mal-Artikolu 3(2), l-impatt ta' kull estensjoni jew bidla jiġi vvalutat bħala l-ogħla valur assolut matul il-perjodu msemmi fil-paragrafu 4 ta' dan l-Artikolu ta' proporzjon ikkalkulat kif ġej:

(a) 

bħala numeratur, id-differenza bejn in-numru tar-riskju msemmija fl-Artikolu 364(1)(a)(i), fl-Artikolu 364(1)(b)(i), fl-Artikolu 364(2)(b)(i) jew fl-Artikolu 364(3)(a) tar-Regolament (UE) Nru 575/2013 bl-estensjoni jew il-bidla u mingħajrha;

(b) 

bħala denominatur, in-numru tar-riskju msemmi, rispettivament, fl-Artikolu 364(1)(a)(i), jew fl-Artikolu 364(1)(b)(i), jew fl-Artikolu 364(2)(b)(i) jew fl-Artikolu 364(3)(a) mingħajr l-estensjoni jew il-bidla;

4.  Għall-finijiet tal-paragrafu (1)(c)(i) u (1)(c)(ii) il-proporzjonijiet imsemmija fil-paragrafi 2 u 3 jiġu kkalkulati għal perjodu li t-tul tiegħu huwa l-iqsar bejn dawk imsemmija fil-punti (a) u (b) li ġejjin:

(a) 

15-il jum konsekuttiv ta' negozju li jibdew mill-ewwel jum ta' negozju tal-ittestjar tal-impatt tal-estensjoni jew tal-bidla;

(b) 

sakemm kalkolu ta' kuljum ta' waħda mill-proporzjonijiet imsemmija fil-paragrafi 2 u 3 jirriżulta f'impatt daqs jew akbar mill-perċentwali msemmija fil-paragrafu (1)(c)(i) jew fil-paragrafu (1)(c)(ii), rispettivament.

1. Ħarsa ġenerali

,
Article 7a 1.

Extensions and changes to the IMA shall be considered material, if they fulfil any of the following conditions:

(a) 

they fall under any of the extensions described in Annex III, Part I, Section 1;

(b) 

they fall under any changes described in Annex III, Part II, Section 1;

(c) 

they result in a change in absolute value of 1 % or more, computed for the first business day of the testing of the impact of the extension or change, of one of the relevant risk numbers referred to in Article 364(1)(a)(i), or Article 364(1)(b)(i), or Article 364(2)(b)(i) or Article 364(3)(a) of Regulation (EU) No 575/2013, and associated with the scope of application of the relevant IMA model to which the risk number refers, and result in either of the following:

(i) 

in a change of 5 % or more of the sum of the risk numbers referred to in Article 364(1)(a)(i), Article 364(1)(b)(i), scaled up by the multiplication factors (mc) and (ms) respectively according to Article 366 of Regulation (EU) No 575/2013, Article 364(2)(b)(i) and Article 364(3)(a) of Regulation (EU) No 575/2013, and the own funds requirements according to Chapter 2, 3 and 4 of Title IV of that Regulation, as applicable, computed at the level of the EU parent institution or, in the case of an institution which is neither a parent institution nor a subsidiary, at the level of that institution;

(ii) 

in a change of 10 % or more of one or more of the relevant risk numbers referred to in Article 364(1)(a)(i), or Article 364(1)(b)(i), or Article 364(2)(b)(i) or Article 364(3)(a) of Regulation (EU) No 575/2013, and associated with the scope of application of the relevant IMA model to which the risk number refers.
Article 7a 2.

For the purposes of paragraph (1)(c)(i), and in accordance with Article 3(2), the impact of any extension or change shall be assessed as the highest absolute value over the period referred to in paragraph 4 of this Article of a ratio calculated as follows:

(a) 

in numerator, the difference between the sum referred to in paragraph (1)(c)(i) with and without the extension or change;

(b) 

in the denominator, the sum referred to in paragraph (1)(c)(i) without the extension or change.
Article 7a 3.

For the purposes of paragraph (1)(c)(ii), and in accordance with Article 3(2), the impact of any extension or change shall be assessed as the highest absolute value over the period referred to in paragraph 4 of this Article of a ratio calculated as follows:

(a) 

in the numerator, the difference between the risk number referred to in Article 364(1)(a)(i), Article 364(1)(b)(i), Article 364(2)(b)(i) or Article 364(3)(a) of Regulation (EU) No 575/2013 with and without the extension or change;

(b) 

in the denominator, the risk number referred to, respectively, in Article 364(1)(a)(i), or Article 364(1)(b)(i), or Article 364(2)(b)(i) or Article 364(3)(a) without the extension or change.
Article 7a 4.

For the purposes of paragraph (1)(c)(i) and (1)(c)(ii) the ratios referred to in paragraphs 2 and 3 shall be calculated for a period the duration of which is the shortest between the following points (a) and (b):

(a) 

15 consecutive business days starting from the first business day of the testing of the impact of the extension or change;

(b) 

until such day where a daily calculation of either one of the ratios referred to in paragraphs 2 and 3 results in an impact equal or greater than the percentages referred to in either paragraph (1)(c)(i) or paragraph (1)(c)(ii), respectively.

1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards
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