+Artikolu 29a Servizzi pprovduti lil klijenti professjonali
---+Artikolu 29a 1.
---+Artikolu 29a 2.
---+Artikolu 29a 3.
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Artikolu 29a Servizzi pprovduti lil klijenti professjonali
1. Ħarsa ġenerali
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Regolamentazzjoni |
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Artikolu 29a 1.
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Ir-rekwiżiti stipulati fil-punt (c) tal-Artikolu 24(4) ma għandhomx japplikaw għal servizzi pprovduti lill-klijenti professjonali għajr għall-konsulenza dwar l-investiment u l-ġestjoni tal-portafoll.
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Artikolu 29a 2.
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Ir-rekwiżiti stipulati fit-tielet subparagrafu tal-Artikolu 25(2) u (6) ma għandhomx japplikaw għas-servizzi pprovduti lill-klijenti professjonali, sakemm dawk il-klijenti ma jinformawx lid-ditta tal-investiment jew f’format elettroniku jew fuq karta li jixtiequ jibbenefikaw mid-drittijiet previsti f’dawn id-dispożizzjonijiet.
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Artikolu 29a 3.
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L-Istati Membri għandhom jiżguraw li d-ditti tal-investiment iżommu rekords tal-komunikazzjonijiet tal-klijent msemmija fil-paragrafu 2.
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1.1 Referenzi
1.2 Rekwiżiti identifikati
1.3 Standards relatati
2. Rekwiżiti identifikati
3. Standards relatati
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