+Artikolu 74

Artikolu 74

Artikolu 74

Iż-żamma tar-rekords tal-ordnijiet tal-klijenti u deċiżjoni biex isir in-negozju

(L-Artikolu 16(6) tad-Direttiva 2014/65/UE)

Ditta tal-investiment għandha, fir-rigward ta' kull ordni inizjali riċevuta minn klijent u fir-rigward ta' kull deċiżjoni inizjali biex isir in-negozju, tirreġistra minnufih u żżomm għad-dispożizzjoni tal-awtorità kompetenti mill-anqas id-dettalji stabbiliti fit-Taqsima 1 tal-Anness IV ta' dan ir-Regolament sal-limitu li huma applikabbli għall-ordni jew għad-deċiżjoni biex isir in-negozju inkwistjoni.

Fejn id-dettalji stabbiliti f'Taqsima 1 tal-Anness IV ta' dan ir-Regolament huma wkoll preskritti taħt l-Artikoli 25 u 26 tar-Regolament (UE) Nru 600/2014, dawn id-dettalji għandhom jinżammu b'mod konsistenti u skont l-istess standards preskritti taħt l-Artikoli 25 u 26 tar-Regolament (UE) Nru 600/2014.

1. Ħarsa ġenerali

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1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards
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