Assessment Objective

Determine if:

• SI-02(07) Determine if:
  • SI-02(07)a. Root cause analysis is conducted to identify underlying causes of issues or failures
  • SI-02(07)b. Actions to address the root cause of the issue of failure are developed
  • SI-02(07)c.
    • SI-02(07)c.[01] The actions (defined in [SI-02(07)b.](#si-2.7_smt.b)) are implemented
    • SI-02(07)c.[02] The implementation of actions is monitored for effectiveness.

Assessment Methods

Examine

• System and information integrity policy;
• system and information integrity procedures;
• procedures addressing flaw remediation;
• procedures addressing root cause analysis/process improvement;
• system design documentation;
• system configuration settings and associated documentation;
• system audit records;
• system security and privacy plan;
• other relevant documents or records

Interview

• System/network administrators;
• organizational personnel with information security and privacy responsibilities;
• organizational personnel responsible for installing, configuring, and/or maintaining the system;
• organizational personnel responsible for flaw remediation;
• organizational personnel with configuration management responsibilities

Test

• Organizational processes for identifying, reporting, and correcting system flaws;
• organizational process for installing software and firmware updates;
• mechanisms supporting and/or implementing the reporting and correcting of system flaws;
• mechanisms supporting and/or implementing testing software and firmware updates

Kwistjonijiet marbuta

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.