+REGULATION (EU) No 236/2012 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
---+CHAPTER I GENERAL PROVISIONS
------+Article 1 Scope
---------+Article 1 1.
---------+Article 1 2.
------+Article 2 Definitions
---------+Article 2 1.
---------+Article 2 2.
------+Article 3 Short and long positions
---------+Article 3 1.
---------+Article 3 2.
---------+Article 3 3.
---------+Article 3 4.
---------+Article 3 5.
---------+Article 3 6.
---------+Article 3 7.
------+Article 4 Uncovered position in a sovereign credit default swap
---------+Article 4 1.
---------+Article 4 2.
---+CHAPTER II TRANSPARENCY OF NET SHORT POSITIONS
------+Article 5 Notification to competent authorities of significant net short positions in shares
---------+Article 5 1.
---------+Article 5 2.
---------+Article 5 3.
---------+Article 5 4.
------+Article 6 Public disclosure of significant net short positions in shares
---------+Article 6 1.
---------+Article 6 2.
---------+Article 6 3.
---------+Article 6 4.
---------+Article 6 5.
------+Article 7 Notification to competent authorities of significant net short positions in sovereign debt
---------+Article 7 1.
---------+Article 7 2.
---------+Article 7 3.
------+Article 8 Notification to competent authorities of uncovered positions in sovereign credit default swaps
------+Article 9 Method of notification and disclosure
---------+Article 9 1.
---------+Article 9 2.
---------+Article 9 3.
---------+Article 9 4.
---------+Article 9 5.
---------+Article 9 6.
------+Article 10 Application of notification and disclosure requirements
------+Article 11 Information to be provided to ESMA
---------+Article 11 1.
---------+Article 11 2.
---------+Article 11 3.
---------+Article 11 4.
------+Article 11a Accessibility of information on the European single access point
---------+Article 11a 1.
---------+Article 11a 2.
---------+Article 11a 3.
---------+Article 11a 4.
---------+Article 11a 5.
---+CHAPTER III UNCOVERED SHORT SALES
------+Article 12 Restrictions on uncovered short sales in shares
---------+Article 12 1.
---------+Article 12 2.
------+Article 13 Restrictions on uncovered short sales in sovereign debt
---------+Article 13 1.
---------+Article 13 2.
---------+Article 13 3.
---------+Article 13 4.
---------+Article 13 5.
------+Article 14 Restrictions on uncovered sovereign credit default swaps
---------+Article 14 1.
---------+Article 14 2.
------+Article 15 Buy-in procedures
---+CHAPTER IV EXEMPTIONS
------+Article 16 Exemption where the principal trading venue is in a third country
---------+Article 16 1.
---------+Article 16 2.
---------+Article 16 3.
---------+Article 16 4.
------+Article 17 Exemption for market making activities and primary market operations
---------+Article 17 1.
---------+Article 17 2.
---------+Article 17 3.
---------+Article 17 4.
---------+Article 17 5.
---------+Article 17 6.
---------+Article 17 7.
---------+Article 17 8.
---------+Article 17 9.
---------+Article 17 10.
---------+Article 17 11.
---------+Article 17 12.
---------+Article 17 13.
---------+Article 17 14.
---+CHAPTER V POWERS OF INTERVENTION OF COMPETENT AUTHORITIES AND OF ESMA
------+SECTION 1 Powers of competent authorities
---------+Article 18 Notification and disclosure in exceptional circumstances
------------+Article 18 1.
------------+Article 18 2.
---------+Article 19 Notification by lenders in exceptional circumstances
------------+Article 19 1.
------------+Article 19 2.
---------+Article 20 Restrictions on short selling and similar transactions in exceptional circumstances
------------+Article 20 1.
------------+Article 20 2.
------------+Article 20 3.
---------+Article 21 Restrictions on sovereign credit default swap transactions in exceptional circumstances
------------+Article 21 1.
------------+Article 21 2.
---------+Article 22 Measures by other competent authorities
---------+Article 23 Power to restrict short selling of financial instruments temporarily in the case of a significant fall in price
------------+Article 23 1.
------------+Article 23 2.
------------+Article 23 3.
------------+Article 23 4.
------------+Article 23 5.
------------+Article 23 6.
------------+Article 23 7.
------------+Article 23 8.
---------+Article 24 Period of restrictions
---------+Article 25 Notice of restrictions
------------+Article 25 1.
------------+Article 25 2.
------------+Article 25 3.
---------+Article 26 Notification to ESMA and other competent authorities
------------+Article 26 1.
------------+Article 26 2.
------------+Article 26 3.
------------+Article 26 4.
------+SECTION 2 Powers of ESMA
---------+Article 27 Coordination by ESMA
------------+Article 27 1.
------------+Article 27 2.
------------+Article 27 3.
------------+Article 27 4.
---------+Article 28 ESMA intervention powers in exceptional circumstances
------------+Article 28 1.
------------+Article 28 2.
------------+Article 28 3.
------------+Article 28 4.
------------+Article 28 5.
------------+Article 28 6.
------------+Article 28 7.
------------+Article 28 8.
------------+Article 28 9.
------------+Article 28 10.
------------+Article 28 11.
---------+Article 29 ESMA’s powers in emergency situations relating to sovereign debt
---------+Article 30 Further specification of adverse events or developments
---------+Article 31 Inquiries by ESMA
---+CHAPTER VI ROLE OF COMPETENT AUTHORITIES
------+Article 32 Competent authorities
------+Article 33 Powers of competent authorities
---------+Article 33 1.
---------+Article 33 2.
---------+Article 33 3.
------+Article 34 Professional secrecy
---------+Article 34 1.
---------+Article 34 2.
------+Article 35 Obligation to cooperate
------+Article 36 Cooperation with ESMA
------+Article 37 Cooperation in case of request for on-site inspections or investigations
---------+Article 37 1.
---------+Article 37 2.
---------+Article 37 3.
------+Article 38 Cooperation with third countries
---------+Article 38 1.
---------+Article 38 2.
---------+Article 38 3.
---------+Article 38 4.
------+Article 39 Transfer and retention of personal data
------+Article 40 Disclosure of information to third countries
------+Article 41 Penalties
---+CHAPTER VII DELEGATED ACTS
------+Article 42 Exercise of the delegation
---------+Article 42 1.
---------+Article 42 2.
---------+Article 42 3.
---------+Article 42 4.
---------+Article 42 5.
------+Article 43 Deadline for the adoption of delegated acts
---+CHAPTER VIII IMPLEMENTING ACTS
------+Article 44 Committee procedure
---------+Article 44 1.
---------+Article 44 2.
---+CHAPTER IX TRANSITIONAL AND FINAL PROVISIONS
------+Article 45 Review and report
------+Article 46 Transitional provision
---------+Article 46 1.
---------+Article 46 2.
------+Article 47 Staff and resources of ESMA
------+Article 48 Entry into force
 English - European Union - Financial Industry -

REGULATION (EU) No 236/2012 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)

REGULATION (EU) No 236/2012 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 14 March 2012

on short selling and certain aspects of credit default swaps

(Text with EEA relevance)

This Regulation shall be binding in its entirety and directly applicable in all Member States.

1. Ħarsa ġenerali

,
CHAPTER I GENERAL PROVISIONS CHAPTER I GENERAL PROVISIONS
CHAPTER II TRANSPARENCY OF NET SHORT POSITIONS CHAPTER II TRANSPARENCY OF NET SHORT POSITIONS
CHAPTER III UNCOVERED SHORT SALES CHAPTER III UNCOVERED SHORT SALES
CHAPTER IV EXEMPTIONS CHAPTER IV EXEMPTIONS
CHAPTER V POWERS OF INTERVENTION OF COMPETENT AUTHORITIES AND OF ESMA CHAPTER V POWERS OF INTERVENTION OF COMPETENT AUTHORITIES AND OF ESMA
CHAPTER VI ROLE OF COMPETENT AUTHORITIES CHAPTER VI ROLE OF COMPETENT AUTHORITIES
CHAPTER VII DELEGATED ACTS CHAPTER VII DELEGATED ACTS
CHAPTER VIII IMPLEMENTING ACTS CHAPTER VIII IMPLEMENTING ACTS
CHAPTER IX TRANSITIONAL AND FINAL PROVISIONS CHAPTER IX TRANSITIONAL AND FINAL PROVISIONS

1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards

Kwistjonijiet marbuta

Links
is related to Imported: Leerverkaufsverordnung (EU) Nr. 236/2012 (CELEX:02012R0236-20240116)