Assessment Objective

Determine if:

• PL-04a.
  • PL-04a.[01] rules that describe responsibilities and expected behavior for information and system usage, security, and privacy are established for individuals requiring access to the system;
  • PL-04a.[02] rules that describe responsibilities and expected behavior for information and system usage, security, and privacy are provided to individuals requiring access to the system;
• PL-04b. before authorizing access to information and the system, a documented acknowledgement from such individuals indicating that they have read, understand, and agree to abide by the rules of behavior is received;
• PL-04c. rules of behavior are reviewed and updated [Assignment: frequency];
• PL-04d. individuals who have acknowledged a previous version of the rules of behavior are required to read and reacknowledge [Selection (one or more): [Assignment: frequency] ; when the rules are revised or updated].

Assessment Methods

Examine

• Security and privacy planning policy
• procedures addressing rules of behavior for system users
• rules of behavior
• signed acknowledgements
• records for rules of behavior reviews and updates
• other relevant documents or records

Interview

• Organizational personnel with responsibility for establishing, reviewing, and updating rules of behavior
• organizational personnel with responsibility for literacy training and awareness and role-based training
• organizational personnel who are authorized users of the system and have signed and resigned rules of behavior
• organizational personnel with information security and privacy responsibilities

Test

• Organizational processes for establishing, reviewing, disseminating, and updating rules of behavior
• mechanisms supporting and/or implementing the establishment, review, dissemination, and update of rules of behavior

Gekoppelde issues

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final