Assessment Objective

Determine if:

• SI-01a.
  • SI-01a.[01] a system and information integrity policy is developed and documented;
  • SI-01a.[02] the system and information integrity policy is disseminated to [Assignment: personnel or roles];
  • SI-01a.[03] system and information integrity procedures to facilitate the implementation of the system and information integrity policy and associated system and information integrity controls are developed and documented;
  • SI-01a.[04] the system and information integrity procedures are disseminated to [Assignment: personnel or roles];
  • SI-01a.01
    • SI-01a.01(a)
      • SI-01a.01(a)[01] the [Selection (one or more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses purpose;
      • SI-01a.01(a)[02] the [Selection (one or more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses scope;
      • SI-01a.01(a)[03] the [Selection (one or more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses roles;
      • SI-01a.01(a)[04] the [Selection (one or more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses responsibilities;
      • SI-01a.01(a)[05] the [Selection (one or more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses management commitment;
      • SI-01a.01(a)[06] the [Selection (one or more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses coordination among organizational entities;
      • SI-01a.01(a)[07] the [Selection (one or more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses compliance;
    • SI-01a.01(b) the [Selection (one or more): organization-level; mission/business process-level; system-level] system and information integrity policy is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines;
• SI-01b. the [Assignment: official] is designated to manage the development, documentation, and dissemination of the system and information integrity policy and procedures;
• SI-01c.
  • SI-01c.01
    • SI-01c.01[01] the current system and information integrity policy is reviewed and updated [Assignment: frequency];
    • SI-01c.01[02] the current system and information integrity policy is reviewed and updated following [Assignment: events];
  • SI-01c.02
    • SI-01c.02[01] the current system and information integrity procedures are reviewed and updated [Assignment: frequency];
    • SI-01c.02[02] the current system and information integrity procedures are reviewed and updated following [Assignment: events].

Assessment Methods

Examine

• System and information integrity policy
• system and information integrity procedures
• system security plan
• privacy plan
• other relevant documents or records

Interview

• Organizational personnel with system and information integrity responsibilities
• organizational personnel with information security and privacy responsibilities

Gekoppelde issues

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final