Assessment Objective

Determine if:

• AU-12(03)[01] the capability for [Assignment: individuals or roles] to change the logging to be performed on [Assignment: system components] based on [Assignment: selectable event criteria] within [Assignment: time thresholds] is provided;
• AU-12(03)[02] the capability for [Assignment: individuals or roles] to change the logging to be performed on [Assignment: system components] based on [Assignment: selectable event criteria] within [Assignment: time thresholds] is implemented.

Assessment Methods

Examine

• Audit and accountability policy
• system security plan
• privacy plan
• procedures addressing audit record generation
• system design documentation
• system configuration settings and associated documentation
• system-generated list of individuals or roles authorized to change auditing to be performed
• system audit records
• other relevant documents or records

Interview

• Organizational personnel with audit record generation responsibilities
• organizational personnel with information security and privacy responsibilities
• system/network administrators
• system developers

Test

• Mechanisms implementing audit record generation capability

Gekoppelde issues

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final