Assessment Objective

Determine if:

• PL-04a.
  • PL-04a.[01] rules that describe responsibilities and expected behavior for information and system usage, security, and privacy are established for individuals requiring access to the system;
  • PL-04a.[02] rules that describe responsibilities and expected behavior for information and system usage, security, and privacy are provided to individuals requiring access to the system;
• PL-04b. before authorizing access to information and the system, a documented acknowledgement from such individuals indicating that they have read, understand, and agree to abide by the rules of behavior is received;
• PL-04c. rules of behavior are reviewed and updated [Assignment: frequency];
• PL-04d. individuals who have acknowledged a previous version of the rules of behavior are required to read and reacknowledge [Selection (one or more): [Assignment: frequency] ; when the rules are revised or updated].

Assessment Methods

Examine

• Security and privacy planning policy
• procedures addressing rules of behavior for system users
• rules of behavior
• signed acknowledgements
• records for rules of behavior reviews and updates
• other relevant documents or records

Interview

• Organizational personnel with responsibility for establishing, reviewing, and updating rules of behavior
• organizational personnel with responsibility for literacy training and awareness and role-based training
• organizational personnel who are authorized users of the system and have signed and resigned rules of behavior
• organizational personnel with information security and privacy responsibilities

Test

• Organizational processes for establishing, reviewing, disseminating, and updating rules of behavior
• mechanisms supporting and/or implementing the establishment, review, dissemination, and update of rules of behavior

Powiązane zgłoszenia

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.