+421. Competent authorities should consider the quality of the institution’s processes for …

421. Competent authorities should consider the quality of the institution’s processes for …

Competent authorities should consider the quality of the institution’s processes for monitoring the execution of the funding plan and its ability to react to deviations in a timely manner. For this assessment, competent authorities should take into account factors such as:

  • a. the quality of the updates to (senior) management regarding the current status of the execution of the funding plan;
  • b. whether the funding plan envisages alternative fall-back measures to be implemented if there are changes in the market conditions; and
  • c. the policy and practice of the institution regarding the regular review, back-testing, and updating of the funding plan when the actual funding raised significantly differs from the funding plan.

1. Przegląd

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Tytuł Regulacja

1.1 Odwołania

1.2 Zidentyfikowane wymagania

1.3 Powiązane normy

2. Zidentyfikowane wymagania

Wymagania
Źródło Wymaganie

3. Powiązane normy

Normy
Źródło Wymaganie
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