+COMMISSION DELEGATED DIRECTIVE (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (Text with EEA relevance)
---+CHAPTER I SCOPE
------+Article 1 Scope and definitions
---------+Article 1 1.
---------+Article 1 2.
---------+Article 1 3.
---------+Article 1 4.
---------+Article 1 5.
---+CHAPTER II SAFEGUARDING OF CLIENT FINANCIAL INSTRUMENTS AND FUNDS
------+Article 2 Safeguarding of client financial instruments and funds
---------+Article 2 1.
---------+Article 2 2.
---------+Article 2 3.
---------+Article 2 4.
---------+Article 2 5.
------+Article 3 Depositing client financial instruments
---------+Article 3 1.
---------+Article 3 2.
---------+Article 3 3.
---------+Article 3 4.
------+Article 4 Depositing client funds
---------+Article 4 1.
---------+Article 4 2.
---------+Article 4 3.
------+Article 5 Use of client financial instruments
---------+Article 5 1.
---------+Article 5 2.
---------+Article 5 3.
---------+Article 5 4.
---------+Article 5 5.
------+Article 6 Inappropriate use of title transfer collateral arrangements
---------+Article 6 1.
---------+Article 6 2.
---------+Article 6 3.
------+Article 7 Governance arrangements concerning the safeguarding of client assets
------+Article 8 Reports by external auditors
---+CHAPTER III PRODUCT GOVERNANCE REQUIREMENTS
------+Article 9 Product governance obligations for investment firms manufacturing financial instruments
---------+Article 9 1.
---------+Article 9 2.
---------+Article 9 3.
---------+Article 9 4.
---------+Article 9 5.
---------+Article 9 6.
---------+Article 9 7.
---------+Article 9 8.
---------+Article 9 9.
---------+Article 9 10.
---------+Article 9 11.
---------+Article 9 12.
---------+Article 9 13.
---------+Article 9 14.
---------+Article 9 15.
------+Article 10 Product governance obligations for distributors
---------+Article 10 1.
---------+Article 10 2.
---------+Article 10 3.
---------+Article 10 4.
---------+Article 10 5.
---------+Article 10 6.
---------+Article 10 7.
---------+Article 10 8.
---------+Article 10 9.
---------+Article 10 10.
---+CHAPTER IV INDUCEMENTS
------+Article 11 Inducements
---------+Article 11 1.
---------+Article 11 2.
---------+Article 11 3.
---------+Article 11 4.
---------+Article 11 5.
------+Article 12 Inducements in respect of investment advice on an independent basis or portfolio management services
---------+Article 12 1.
---------+Article 12 2.
---------+Article 12 3.
------+Article 13 Inducements in relationto research
---------+Article 13 1.
---------+Article 13 1a.
---------+Article 13 2.
---------+Article 13 3.
---------+Article 13 4.
---------+Article 13 5.
---------+Article 13 6.
---------+Article 13 7.
---------+Article 13 9.
---------+Article 13 10.
---+CHAPTER V FINAL PROVISIONS
------+Article 14 Entry into force and application
---------+Article 14 1.
---------+Article 14 2.
------+Article 15
------+Article 16
 English - European Union - Financial Industry -

COMMISSION DELEGATED DIRECTIVE (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (Text with EEA relevance)

COMMISSION DELEGATED DIRECTIVE (EU) 2017/593

of 7 April 2016

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits

(Text with EEA relevance)

1. Przegląd

,
CHAPTER I SCOPE CHAPTER I SCOPE
CHAPTER II SAFEGUARDING OF CLIENT FINANCIAL INSTRUMENTS AND FUNDS CHAPTER II SAFEGUARDING OF CLIENT FINANCIAL INSTRUMENTS AND FUNDS
CHAPTER III PRODUCT GOVERNANCE REQUIREMENTS CHAPTER III PRODUCT GOVERNANCE REQUIREMENTS
CHAPTER IV INDUCEMENTS CHAPTER IV INDUCEMENTS
CHAPTER V FINAL PROVISIONS CHAPTER V FINAL PROVISIONS

1.1 Odwołania

1.2 Zidentyfikowane wymagania

1.3 Powiązane normy

2. Zidentyfikowane wymagania

Wymagania

3. Powiązane normy

Normy

Powiązane zgłoszenia

Powiązania
is related to Imported: Delegierte Richtlinie (EU) 2017/593 (MiFID II Schutz von Kundenvermögen und Produktüberwachung) (CELEX:02017L0593-20260606)