Assessment Objective
Determine if:
- AC-02a.
- AC-02a.[01] account types allowed for use within the system are defined and documented;
- AC-02a.[02] account types specifically prohibited for use within the system are defined and documented;
- AC-02b. account managers are assigned;
- AC-02c. [Assignment: prerequisites and criteria] for group and role membership are required;
- AC-02d.
- AC-02d.01 authorized users of the system are specified;
- AC-02d.02 group and role membership are specified;
- AC-02d.03
- AC-02d.03[01] access authorizations (i.e., privileges) are specified for each account;
- AC-02d.03[02] [Assignment: attributes (as required)] are specified for each account;
- AC-02e. approvals are required by [Assignment: personnel or roles] for requests to create accounts;
- AC-02f.
- AC-02f.[01] accounts are created in accordance with [Assignment: policy, procedures, prerequisites, and criteria];
- AC-02f.[02] accounts are enabled in accordance with [Assignment: policy, procedures, prerequisites, and criteria];
- AC-02f.[03] accounts are modified in accordance with [Assignment: policy, procedures, prerequisites, and criteria];
- AC-02f.[04] accounts are disabled in accordance with [Assignment: policy, procedures, prerequisites, and criteria];
- AC-02f.[05] accounts are removed in accordance with [Assignment: policy, procedures, prerequisites, and criteria];
- AC-02g. the use of accounts is monitored;
- AC-02h.
- AC-02h.01 account managers and [Assignment: personnel or roles] are notified within [Assignment: time period] when accounts are no longer required;
- AC-02h.02 account managers and [Assignment: personnel or roles] are notified within [Assignment: time period] when users are terminated or transferred;
- AC-02h.03 account managers and [Assignment: personnel or roles] are notified within [Assignment: time period] when system usage or the need to know changes for an individual;
- AC-02i.
- AC-02i.01 access to the system is authorized based on a valid access authorization;
- AC-02i.02 access to the system is authorized based on intended system usage;
- AC-02i.03 access to the system is authorized based on [Assignment: attributes (as required)];
- AC-02j. accounts are reviewed for compliance with account management requirements [Assignment: frequency];
- AC-02k.
- AC-02k.[01] a process is established for changing shared or group account authenticators (if deployed) when individuals are removed from the group;
- AC-02k.[02] a process is implemented for changing shared or group account authenticators (if deployed) when individuals are removed from the group;
- AC-02l.
- AC-02l.[01] account management processes are aligned with personnel termination processes;
- AC-02l.[02] account management processes are aligned with personnel transfer processes.
Assessment Methods
Examine
- Access control policy
- personnel termination policy and procedure
- personnel transfer policy and procedure
- procedures for addressing account management
- system design documentation
- system configuration settings and associated documentation
- list of active system accounts along with the name of the individual associated with each account
- list of recently disabled system accounts and the name of the individual associated with each account
- list of conditions for group and role membership
- notifications of recent transfers, separations, or terminations of employees
- access authorization records
- account management compliance reviews
- system monitoring records
- system audit records
- system security plan
- privacy plan
- other relevant documents or records
Interview
- Organizational personnel with account management responsibilities
- system/network administrators
- organizational personnel with information security with information security and privacy responsibilities
Test
- Organizational processes for account management on the system
- mechanisms for implementing account management
Pedidos ligados
| Tipo de ligação | Pedido |
|---|---|
| blocks | AC-02 [H] Account Management |