Assessment Objective

Determine if:

• SR-03a.
  • SR-03a.[01] a process or processes is/are established to identify and address weaknesses or deficiencies in the supply chain elements and processes of [Assignment: system or system component];
  • SR-03a.[02] the process or processes to identify and address weaknesses or deficiencies in the supply chain elements and processes of [Assignment: system or system component] is/are coordinated with [Assignment: supply chain personnel];
• SR-03b. [Assignment: supply chain controls] are employed to protect against supply chain risks to the system, system component, or system service and to limit the harm or consequences from supply chain-related events;
• SR-03c. the selected and implemented supply chain processes and controls are documented in [Selection (one or more): security and privacy plans; supply chain risk management plan; [Assignment: document] ].

Assessment Methods

Examine

• Supply chain risk management policy
• supply chain risk management procedures
• supply chain risk management strategy
• supply chain risk management plan
• systems and critical system components inventory documentation
• system and services acquisition policy
• system and services acquisition procedures
• procedures addressing the integration of information security and privacy requirements into the acquisition process
• solicitation documentation
• acquisition documentation (including purchase orders)
• service level agreements
• acquisition contracts for systems or services
• risk register documentation
• system security plan
• privacy plan
• other relevant documents or records

Interview

• Organizational personnel with acquisition responsibilities
• organizational personnel with information security and privacy responsibilities
• organizational personnel with supply chain risk management responsibilities

Test

• Organizational processes for identifying and addressing supply chain element and process deficiencies

Pedidos ligados

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final