34. Where a subject of assessment or a sector as a whole maintains significant links with other …

Where a subject of assessment or a sector as a whole maintains significant links with other Member States or third countries so that the subject of assessment or sector is exposed to ML/TF risks associated with these other countries, competent authorities should identify these risks. Significant links include those where:

• a) a subject of assessment maintains a significant level of business relationships with customers from other Member States or third countries;
• b) a beneficial owner of a customer of the subject of assessment is from other Member States or third countries;
• c) a subject of assessment is carrying out significant levels of occasional transactions with other Member States or third countries;
• d) a subject of assessment maintains significant business relationships with counterparties established in other Member States or third countries;
• e) a subject of assessment forms part of a financial group established in another Member State or third country;
• f) a subject of assessment's beneficial owners are based in another Member State or third country;
• g) a subject of assessment’s managing body is comprised of individuals from another Member State or third country; and
• h) a subject of assessment has any other relevant links to another Member State or third country, which means that it is exposed to the ML/TF risk associated with that country.

1. Prezentare generală

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

3. Standarde asociate

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.