151. In addition to regular reviews at fixed intervals, competent authorities should review, update …

In addition to regular reviews at fixed intervals, competent authorities should review, update or amend their AML/CFT RBS Model if its adequacy or effectiveness is called into question by events such as:

• a) External evaluations of the model, including by the FATF, Moneyval or external audits;
• b) Internal evaluations of the model, including an internal gap analysis, internal audit reports, quality assurance testing and ‘ lessons learned ’ exercises;
• c) Significant changes of the legislative or regulatory AML/CFT environment;
• d) Publication of relevant international guidance; and
• e) Emergence or identification of new risk factors.

4.5.3 Organisational and procedural aspects of the review process

1. Prezentare generală

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

3. Standarde asociate

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.