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+5. These Guidelines specify the internal governance arrangements, including sound risk management … |
5. These Guidelines specify the internal governance arrangements, including sound risk management …These Guidelines specify the internal governance arrangements, including sound risk management that institutions, investment firms that do not meet all the conditions to qualify as small and non-interconnected under Article 12(1) of Regulation (EU) 2019/2033 (IFR) (18 ), payment institutions, electronic money institutions, issuers of asset-referenced tokens (ARTs) and creditors as defined in point (2) of Article 4 of Directive 2014/17/EU (Mortgage Credit Directive – MCD) (19 ) which are financial institutions should implement when they rely on third-party service providers (TPSPs) to provide non-ICT services supporting (20 ) functions with a particular focus on critical or important functions. These Guidelines apply to non-ICT services (hereafter ‘ services ’ ) provided by TPSPs, other than those within the scope of Chapter V of Regulation (EU) 2022/2554 (DORA). 18 Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (OJ L 314, 5.12.2019, pp. 1 – 63, ELI: http://data.europa.eu/eli/reg/2019/2033/oj). 19 Directive 2014/17/EU of the European Parliament and of the Council of 4 February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives 2008/48/EC and 2013/36/EU and Regulation (EU) No 1093/2010 (OJ L 60, 28.2.2014, pp. 34 – 85, ELI: http://data.europa.eu/eli/dir/2014/17/oj). 20 The wording ‘ support ’ by TPSPs may include the provision of the full function within the meaning of these guidelines. 1. Prezentare generală
1.1 Referințe1.2 Cerințe identificate1.3 Standarde asociate2. Cerințe identificate
3. Standarde asociate
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