98. With regard to contractual arrangements supporting critical or important functions, financial …

With regard to contractual arrangements supporting critical or important functions, financial entities should ensure that the TPSP grants them and their competent authorities, including resolution authorities, and any other person appointed by them or the competent authorities, the following:

• a. access to all relevant business premises (e.g. head offices and operational centres), as well as the right to take copies of relevant information and documentation if they are critical to the operations of the TPSP (‘access and information rights’) ; and
• b. unrestricted rights of inspection and auditing related to the third-party arrangement ( ‘audit rights’), to enable them to monitor the third-party arrangement and to ensure compliance with all applicable regulatory and contractual requirements.

1. Prezentare generală

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

3. Standarde asociate

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.