+Articolul 30
---+Article 30 1.
---+Article 30 2.

Articolul 30

Sfera de aplicare a funcțiilor operaționale critice și importante

[Articolul 16 alineatul (2) și articolul 16 alineatul (5) primul paragraf din Directiva 2014/65/UE]

1. Prezentare generală

Article 30 1.

For the purposes of the first subparagraph of Article 16(5) of Directive 2014/65/EU, an operational function shall be regarded as critical or important where a defect or failure in its performance would materially impair the continuing compliance of an investment firm with the conditions and obligations of its authorisation or its other obligations under Directive 2014/65/EU, or its financial performance, or the soundness or the continuity of its investment services and activities.

Article 30 2.

Without prejudice to the status of any other function, the following functions shall not be considered as critical or important for the purposes of paragraph 1:

(a)

the provision to the firm of advisory services, and other services which do not form part of the investment business of the firm, including the provision of legal advice to the firm, the training of personnel of the firm, billing services and the security of the firm's premises and personnel;

(b)

the purchase of standardised services, including market information services and the provision of price feeds.

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe
Sursă	Cerință

3. Standarde asociate

Standarde
Sursă	Cerință

Builddate: 02.08.2022 00:00:00 -Doknr: CELEX:32017R0565
EULAW -
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