Assessment Objective

Determine if:

• AU-12a. audit record generation capability for the event types the system is capable of auditing (defined in AU-02_ODP[01]) is provided by [Assignment: system components];
• AU-12b. [Assignment: personnel or roles] is/are allowed to select the event types that are to be logged by specific components of the system;
• AU-12c. audit records for the event types defined in AU-02_ODP[02] that include the audit record content defined in AU-03 are generated.

Assessment Methods

Examine

• Audit and accountability policy
• procedures addressing audit record generation
• system security plan
• privacy plan
• system design documentation
• system configuration settings and associated documentation
• list of auditable events
• system audit records
• other relevant documents or records

Interview

• Organizational personnel with audit record generation responsibilities
• organizational personnel with information security and privacy responsibilities
• system/network administrators
• system developers

Test

• Mechanisms implementing audit record generation capability

Tichete legate

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.