59. When assessing the residual risk factors, competent authorities should take the steps necessary …

When assessing the residual risk factors, competent authorities should take the steps necessary to assess the extent to which the AML/CFT systems and controls, which the subject of assessment has in place, are adequate to effectively mitigate the inherent risks to which it is exposed. As part of this, competent authorities should assess at least:

•  A1
• a) that the AML/CFT systems and controls listed in Articles 8(4) and 19a of Directive (EU) 205/849 are put in place and applied. These controls should be sufficiently comprehensive and commensurate with the ML/TF risks;
•  O
• b) that wider governance arrangements and risk-management processes, including overall risk culture, are adequate and effective.

1. Prezentare generală

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

3. Standarde asociate

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