102. Competent authorities ’ sampling policy should be flexible and allow for adjustments based on …

Competent authorities ’ sampling policy should be flexible and allow for adjustments based on the level of risk or new information, including information obtained as part of their supervisory activities. This means that competent authorities may change the size of the sample, the categories of customers, products, services or transactions included in the sample or the specific checks performed prior to or during the inspection or review. Where sampling suggests a systemic failure to comply with the applicable AML/CFT obligations on behalf of the subject of assessment, competent authorities should investigate the root cause of this failure, which may involve further checks or supervisory activities, including additional sampling or interviews with key personnel.

1. Prezentare generală

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

3. Standarde asociate

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/