526. Competent authorities may, on the basis of the vulnerabilities and deficiencies identified in …

Competent authorities may, on the basis of the vulnerabilities and deficiencies identified in the assessment of the SREP elements for TCBs, impose supervisory measures requiring the TCB to:

• a. hold an amount of capital endowment in excess of the minimum requirements laid down in Article 48e of Directive 2013/36/EU;
• b. restrict the form of instruments allowed in accordance with the EBA Guidelines on instruments available for third-country branches for unrestricted and immediate use to cover risks or losses in accordance with Article 48e(2)(c) of Directive 2013/36/EU, the instruments from a particular jurisdiction or the instruments denominated in a particular currency;
• c. introduce operational conditions additional to those in accordance with the EBA Guidelines on instruments available for third-country branches for unrestricted and immediate use to cover risks or losses in accordance with Article 48e(2)(c) of Directive 2013/36/EU;
• d. meet other specific liquidity requirements in addition to the requirements laid down in Article 48f of Directive 2013/36/EU;
• e. reinforce their governance, risk management or booking arrangements;
• f. restrict or limit the scope of their business or of the activities they conduct, as well as the counterparties to those activities;
• g. reduce the risk inherent in their activities, products and systems, including outsourced activities, and stop engaging in such activities or offering such products;
• h. comply with additional reporting requirements in accordance with Article 48k(3) or increase the frequency of the regular reporting;
• i. make public disclosures;
• j. On a case-by-case basis and having had regard to the criteria in Article 48i(1) of Directive 2013/36/EU, competent authorities may require the TCB to apply for authorisation as a subsidiary in accordance with Title III, Chapter 1 of the Directive. This includes where the competent authority assesses that the TCB is of systemic importance or poses significant financial stability risks in line with Article 48j of Directive 2013/36/EU.

1. Prezentare generală

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

3. Standarde asociate

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/