+REGULATION (EU) No 806/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010
---+PART I GENERAL PROVISIONS
------+Article 1 Subject matter
------+Article 2 Scope
---------+Article 2 ►M31.◄
---------+Article 2 2.
------+Article 3 Definitions
---------+Article 3 1.
---------+Article 3 2.
------+Article 4 Participating Member States
---------+Article 4 1.
---------+Article 4 1a.
---------+Article 4 2.
---------+Article 4 3.
---------+Article 4 4.
------+Article 5 Relation to Directive 2014/59/EU and applicable national law
---------+Article 5 1.
---------+Article 5 1a.
---------+Article 5 2.
------+Article 6 General principles
---------+Article 6 1.
---------+Article 6 2.
---------+Article 6 3.
---------+Article 6 4.
---------+Article 6 5.
---------+Article 6 6.
---------+Article 6 7.
------+Article 7 Division of tasks within the SRM
---------+Article 7 1.
---------+Article 7 2.
---------+Article 7 3.
---------+Article 7 4.
---------+Article 7 5.
---+PART II SPECIFIC PROVISIONS
------+TITLE I FUNCTIONS WITHIN THE SRM AND PROCEDURAL RULES
---------+CHAPTER 1 Resolution planning
------------+Article 8 Resolution plans drawn up by the Board
---------------+Article 8 1.
---------------+Article 8 2.
---------------+Article 8 3.
---------------+Article 8 4.
---------------+Article 8 5.
---------------+Article 8 6.
---------------+Article 8 7.
---------------+Article 8 8.
---------------+Article 8 9.
---------------+Article 8 10.
---------------+Article 8 11.
---------------+Article 8 12.
---------------+Article 8 13.
------------+Article 9 Resolution plans drawn up by national resolution authorities
---------------+Article 9 1.
---------------+Article 9 2.
------------+Article 10 Assessment of resolvability
---------------+Article 10 1.
---------------+Article 10 2.
---------------+Article 10 3.
---------------+Article 10 4.
---------------+Article 10 5.
---------------+Article 10 6.
---------------+Article 10 7.
---------------+Article 10 8.
---------------+Article 10 9.
---------------+Article 10 10.
---------------+Article 10 11.
---------------+Article 10 12.
---------------+Article 10 13.
------------+Article 10a Power to prohibit certain distributions
---------------+Article 10a 1.
---------------+Article 10a 2.
---------------+Article 10a 3.
---------------+Article 10a 4.
---------------+Article 10a 5.
---------------+Article 10a 6.
------------+Article 11 Simplified obligations for certain institutions
---------------+Article 11 1.
---------------+Article 11 2.
---------------+Article 11 3.
---------------+Article 11 4.
---------------+Article 11 5.
---------------+Article 11 6.
---------------+Article 11 7.
---------------+Article 11 8.
---------------+Article 11 9.
---------------+Article 11 10.
------------+Article 12 Minimum requirement for own funds and eligible liabilities
---------------+Article 12 1.
---------------+Article 12 2.
---------------+Article 12 3.
---------------+Article 12 4.
---------------+Article 12 5.
---------------+Article 12 6.
---------------+Article 12 7.
---------------+Article 12 8.
------------+Article 12a Application and calculation of the minimum requirement for own funds and eligible liabilities
---------------+Article 12a 1.
---------------+Article 12a 2.
---------------+Article 12a 3.
------------+Article 12b Exemption from the minimum requirement for own funds and eligible liabilities
---------------+Article 12b 1.
---------------+Article 12b 2.
------------+Article 12c Eligible liabilities for resolution entities
---------------+Article 12c 1.
---------------+Article 12c 2.
---------------+Article 12c 3.
---------------+Article 12c 4.
---------------+Article 12c 5.
---------------+Article 12c 6.
---------------+Article 12c 7.
---------------+Article 12c 8.
---------------+Article 12c 9.
------------+Article 12d Determination of the minimum requirement for own funds and eligible liabilities
---------------+Article 12d 1.
---------------+Article 12d 2.
---------------+Article 12d 2a.
---------------+Article 12d 3.
---------------+Article 12d 4.
---------------+Article 12d 5.
---------------+Article 12d 6.
---------------+Article 12d 7.
---------------+Article 12d 8.
---------------+Article 12d 9.
------------+Article 12e Determination of the minimum requirement for own funds and eligible liabilities for resolution entities of G-SIIs and Union material subsidiaries of non-EU G-SIIs
---------------+Article 12e 1.
---------------+Article 12e 2.
---------------+Article 12e 3.
---------------+Article 12e 4.
------------+Article 12f Application of the minimum requirement for own funds and eligible liabilities to resolution entities
---------------+Article 12f 1.
---------------+Article 12f 2.
---------------+Article 12f 3.
------------+Article 12g Application of the minimum requirement for own funds and eligible liabilities to entities that are not themselves resolution entities
---------------+Article 12g 1.
---------------+Article 12g 2.
---------------+Article 12g 2a.
---------------+Article 12g 2b.
---------------+Article 12g 3.
---------------+Article 12g 4.
------------+Article 12h Waiver of the minimum requirement for own funds and eligible liabilities applied to entities that are not themselves resolution entities
---------------+Article 12h 1.
---------------+Article 12h 2.
------------+Article 12i Waiver for a central body and credit institutions permanently affiliated to a central body
------------+Article 12j Breaches of the minimum requirement for own funds and eligible liabilities
---------------+Article 12j 1.
---------------+Article 12j 2.
------------+Article 12k Transitional and post-resolution arrangements
---------------+Article 12k 1.
---------------+Article 12k 2.
---------------+Article 12k 3.
---------------+Article 12k 4.
---------------+Article 12k 5.
---------------+Article 12k 6.
---------------+Article 12k 7.
---------------+Article 12k 8.
---------+CHAPTER 2 Early intervention
------------+Article 13 Early intervention
---------------+Article 13 1.
---------------+Article 13 2.
---------------+Article 13 3.
---------------+Article 13 4.
---------------+Article 13 5.
---------+CHAPTER 3 Resolution
------------+Article 14 Resolution objectives
---------------+Article 14 1.
---------------+Article 14 2.
---------------+Article 14 3.
------------+Article 15 General principles governing resolution
---------------+Article 15 1.
---------------+Article 15 2.
---------------+Article 15 3.
---------------+Article 15 4.
------------+Article 16 Resolution of financial institutions and parent undertakings
---------------+Article 16 1.
---------------+Article 16 2.
---------------+Article 16 3.
------------+Article 17 Order of priority of claims
---------------+Article 17 1.
---------------+Article 17 2.
------------+Article 18 Resolution procedure
---------------+Article 18 1.
---------------+Article 18 1a.
---------------+Article 18 2.
---------------+Article 18 3.
---------------+Article 18 4.
---------------+Article 18 5.
---------------+Article 18 6.
---------------+Article 18 7.
---------------+Article 18 8.
---------------+Article 18 9.
---------------+Article 18 10.
---------------+Article 18 11.
---------------+Article 18 12.
------------+Article 19 State aid and Fund aid
---------------+Article 19 1.
---------------+Article 19 2.
---------------+Article 19 3.
---------------+Article 19 4.
---------------+Article 19 5.
---------------+Article 19 6.
---------------+Article 19 7.
---------------+Article 19 8.
---------------+Article 19 9.
---------------+Article 19 10.
---------------+Article 19 11.
------------+Article 20 Valuation for the purposes of resolution
---------------+Article 20 1.
---------------+Article 20 2.
---------------+Article 20 3.
---------------+Article 20 4.
---------------+Article 20 5.
---------------+Article 20 6.
---------------+Article 20 7.
---------------+Article 20 8.
---------------+Article 20 9.
---------------+Article 20 10.
---------------+Article 20 11.
---------------+Article 20 12.
---------------+Article 20 13.
---------------+Article 20 14.
---------------+Article 20 15.
---------------+Article 20 16.
---------------+Article 20 17.
---------------+Article 20 18.
------------+Article 21 Write-down or conversion of capital instruments and eligible liabilities
---------------+Article 21 1.
---------------+Article 21 3.
---------------+Article 21 4.
---------------+Article 21 5.
---------------+Article 21 6.
---------------+Article 21 7.
---------------+Article 21 7a.
---------------+Article 21 7b.
---------------+Article 21 8.
---------------+Article 21 9.
---------------+Article 21 10.
---------------+Article 21 11.
------------+Article 22 General principles of resolution tools
---------------+Article 22 1.
---------------+Article 22 2.
---------------+Article 22 3.
---------------+Article 22 4.
---------------+Article 22 5.
---------------+Article 22 6.
------------+Article 23 Resolution Scheme
------------+Article 24 Sale of business tool
---------------+Article 24 1.
---------------+Article 24 2.
---------------+Article 24 3.
------------+Article 25 Bridge institution tool
---------------+Article 25 1.
---------------+Article 25 2.
---------------+Article 25 3.
------------+Article 26 Asset separation tool
---------------+Article 26 1.
---------------+Article 26 2.
------------+Article 27 Bail-in tool
---------------+Article 27 1.
---------------+Article 27 2.
---------------+Article 27 3.
---------------+Article 27 4.
---------------+Article 27 5.
---------------+Article 27 6.
---------------+Article 27 7.
---------------+Article 27 8.
---------------+Article 27 9.
---------------+Article 27 10.
---------------+Article 27 11.
---------------+Article 27 12.
---------------+Article 27 13.
---------------+Article 27 14.
---------------+Article 27 15.
---------------+Article 27 16.
------------+Article 28 Monitoring by the Board
---------------+Article 28 1.
---------------+Article 28 2.
---------------+Article 28 3.
------------+Article 29 Implementation of decisions under this Regulation
---------------+Article 29 1.
---------------+Article 29 2.
---------------+Article 29 3.
---------------+Article 29 4.
---------------+Article 29 5.
---------+CHAPTER 4 Cooperation
------------+Article 30 Obligation to cooperate and information exchange
---------------+Article 30 1.
---------------+Article 30 2.
---------------+Article 30 2a.
---------------+Article 30 2b.
---------------+Article 30 2c.
---------------+Article 30 3.
---------------+Article 30 4.
---------------+Article 30 5.
---------------+Article 30 6.
---------------+Article 30 7.
------------+Article 31 Cooperation within the SRM
---------------+Article 31 1.
---------------+Article 31 2.
---------------+Article 31 3.
------------+Article 31a Exchange of information between authorities and with other entities
---------------+Article 31a 1.
---------------+Article 31a 2.
---------------+Article 31a 3.
---------------+Article 31a 4.
---------------+Article 31a 5.
---------------+Article 31a 6.
---------------+Article 31a 7.
---------------+Article 31a 8.
---------------+Article 31a 9.
---------------+Article 31a 10.
---------------+Article 31a 11.
---------------+Article 31a 12.
------------+Article 32 Consultation of, and cooperation with, non-participating Member States and third countries
---------------+Article 32 1.
---------------+Article 32 2.
---------------+Article 32 3.
---------------+Article 32 4.
------------+Article 33 Recognition and enforcement of third-country resolution proceedings
---------------+Article 33 1.
---------------+Article 33 2.
---------------+Article 33 3.
---------------+Article 33 4.
---------------+Article 33 5.
---------+CHAPTER 5 Investigatory powers
------------+Article 34 Requests for information
---------------+Article 34 1.
---------------+Article 34 2.
---------------+Article 34 3.
---------------+Article 34 4.
---------------+Article 34 5.
---------------+Article 34 6.
------------+Article 35 General investigations
---------------+Article 35 1.
---------------+Article 35 2.
------------+Article 36 On-site inspections
---------------+Article 36 1.
---------------+Article 36 2.
---------------+Article 36 3.
---------------+Article 36 4.
---------------+Article 36 5.
------------+Article 37 Authorisation by a judicial authority
---------------+Article 37 1.
---------------+Article 37 2.
---------+CHAPTER 6 Penalties
------------+Article 38 Fines
---------------+Article 38 1.
---------------+Article 38 2.
---------------+Article 38 3.
---------------+Article 38 4.
---------------+Article 38 5.
---------------+Article 38 6.
---------------+Article 38 7.
---------------+Article 38 8.
---------------+Article 38 9.
------------+Article 39 Periodic penalty payments
---------------+Article 39 1.
---------------+Article 39 2.
---------------+Article 39 3.
---------------+Article 39 4.
------------+Article 40 Hearing of the persons subject to the proceedings
---------------+Article 40 1.
---------------+Article 40 2.
------------+Article 41 Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
---------------+Article 41 1.
---------------+Article 41 2.
---------------+Article 41 3.
---------------+Article 41 4.
------------+Article 41a Review by the Court of Justice of the European Union
---+PART III INSTITUTIONAL FRAMEWORK
------+TITLE I THE BOARD
---------+Article 42 Legal status
------------+Article 42 1.
------------+Article 42 2.
------------+Article 42 3.
---------+Article 43 Composition
------------+Article 43 1.
------------+Article 43 2.
------------+Article 43 3.
------------+Article 43 4.
------------+Article 43 5.
---------+Article 44 Compliance with Union law
---------+Article 45 Transparency and accountability
------------+Article 45 1.
------------+Article 45 2.
------------+Article 45 3.
------------+Article 45 3a.
------------+Article 45 4.
------------+Article 45 5.
------------+Article 45 6.
------------+Article 45 7.
------------+Article 45 8.
---------+Article 46 National parliaments
------------+Article 46 1.
------------+Article 46 2.
------------+Article 46 3.
------------+Article 46 4.
---------+Article 47 Independence
------------+Article 47 1.
------------+Article 47 2.
------------+Article 47 3.
------------+Article 47 4.
---------+Article 48 Seat
------+TITLE II PLENARY SESSION OF THE BOARD
---------+Article 49 Participation in plenary sessions
---------+Article 50 Tasks
------------+Article 50 1.
------------+Article 50 2.
------------+Article 50 3.
---------+Article 51 Meeting of the plenary session of the Board
------------+Article 51 1.
------------+Article 51 2.
------------+Article 51 3.
------------+Article 51 4.
---------+Article 52 General provisions on the decision-making process
------------+Article 52 1.
------------+Article 52 2.
------------+Article 52 3.
------------+Article 52 4.
------+TITLE III EXECUTIVE SESSION OF THE BOARD
---------+Article 53 Participation in the executive sessions
------------+Article 53 1.
------------+Article 53 2.
------------+Article 53 3.
------------+Article 53 4.
------------+Article 53 5.
---------+Article 54 Tasks
------------+Article 54 1.
------------+Article 54 2.
------------+Article 54 2a.
------------+Article 54 3.
------------+Article 54 4.
---------+Article 55 Decision-making
------------+Article 55 1.
------------+Article 55 2.
------------+Article 55 3.
------+TITLE IV CHAIR
---------+Article 56 Appointment and tasks
------------+Article 56 1.
------------+Article 56 2.
------------+Article 56 3.
------------+Article 56 4.
------------+Article 56 5.
------------+Article 56 6.
------------+Article 56 7.
------------+Article 56 9.
------+TITLE V FINANCIAL PROVISIONS
---------+CHAPTER 1 General provisions
------------+Article 57 Resources
---------------+Article 57 1.
---------------+Article 57 2.
------------+Article 58 Budget
---------------+Article 58 1.
---------------+Article 58 2.
---------------+Article 58 3.
------------+Article 59 Part I of the budget on the administration of the Board
---------------+Article 59 1.
---------------+Article 59 2.
---------------+Article 59 3.
------------+Article 60 Part II of the budget on the Fund
---------------+Article 60 1.
---------------+Article 60 2.
------------+Article 61 Establishment of the budget
---------------+Article 61 1.
---------------+Article 61 2.
------------+Article 62 Internal audit and control
---------------+Article 62 1.
---------------+Article 62 2.
---------------+Article 62 3.
------------+Article 63 Implementation of the budget, presentation of accounts and discharge
---------------+Article 63 1.
---------------+Article 63 2.
---------------+Article 63 3.
---------------+Article 63 4.
---------------+Article 63 5.
---------------+Article 63 6.
---------------+Article 63 7.
---------------+Article 63 8.
---------------+Article 63 9.
------------+Article 64 Financial rules
------------+Article 65 Contributions to the administrative expenditures of the Board
---------------+Article 65 1.
---------------+Article 65 2.
---------------+Article 65 3.
---------------+Article 65 4.
---------------+Article 65 5.
------------+Article 66 Anti-fraud measures
---------------+Article 66 1.
---------------+Article 66 2.
---------------+Article 66 3.
---------+CHAPTER 2 The Single Resolution Fund
------------+Section 1 Constitution of the Fund
---------------+Article 67 General provisions
------------------+Article 67 1.
------------------+Article 67 2.
------------------+Article 67 3.
------------------+Article 67 4.
---------------+Article 68 Requirement to establish resolution financing arrangements
---------------+Article 69 Target level
------------------+Article 69 1.
------------------+Article 69 2.
------------------+Article 69 3.
------------------+Article 69 4.
------------------+Article 69 5.
---------------+Article 70 Ex-ante contributions
------------------+Article 70 1.
------------------+Article 70 2.
------------------+Article 70 3.
------------------+Article 70 4.
------------------+Article 70 5.
------------------+Article 70 6.
------------------+Article 70 7.
---------------+Article 71 Extraordinary ex-post contributions
------------------+Article 71 1.
------------------+Article 71 2.
------------------+Article 71 3.
---------------+Article 72 Voluntary borrowing between resolution financing arrangements
------------------+Article 72 1.
------------------+Article 72 2.
------------------+Article 72 3.
---------------+Article 73 Alternative funding means
------------------+Article 73 1.
------------------+Article 73 2.
------------------+Article 73 3.
---------------+Article 74 Access to financial facility
------------+Section 2 Administration of the Fund
---------------+Article 75 Investments
------------------+Article 75 1.
------------------+Article 75 2.
------------------+Article 75 3.
------------------+Article 75 4.
------------+Section 3 Use of the Fund
---------------+Article 76 Mission of the Fund
------------------+Article 76 1.
------------------+Article 76 2.
------------------+Article 76 3.
------------------+Article 76 4.
---------------+Article 77 Use of the Fund
---------------+Article 78 Mutualisation of national financing arrangements in the case of group resolution involving institutions in non-participating Member States
---------------+Article 79 Use of deposit guarantee schemes in the context of resolution
------------------+Article 79 1.
------------------+Article 79 2.
------------------+Article 79 3.
------------------+Article 79 4.
------------------+Article 79 5.
---------------+Article 79b Reporting on liquidity in resolution
------+TITLE VI OTHER PROVISIONS
---------+Article 80 Privileges and Immunities
---------+Article 81 Language arrangements
------------+Article 81 1.
------------+Article 81 2.
------------+Article 81 3.
------------+Article 81 4.
------------+Article 81 5.
---------+Article 82 Staff
------------+Article 82 1.
------------+Article 82 2.
------------+Article 82 3.
---------+Article 83 Staff exchange
------------+Article 83 1.
------------+Article 83 2.
------------+Article 83 3.
------------+Article 83 4.
---------+Article 84 Internal committees
---------+Article 85 Appeal Panel
------------+Article 85 1.
------------+Article 85 2.
------------+Article 85 3.
------------+Article 85 4.
------------+Article 85 5.
------------+Article 85 6.
------------+Article 85 7.
------------+Article 85 8.
------------+Article 85 9.
------------+Article 85 10.
---------+Article 86 Actions before the Court of Justice
------------+Article 86 1.
------------+Article 86 2.
------------+Article 86 3.
------------+Article 86 4.
---------+Article 87 Liability of the Board
------------+Article 87 1.
------------+Article 87 2.
------------+Article 87 3.
------------+Article 87 4.
------------+Article 87 5.
------------+Article 87 6.
---------+Article 88 Professional secrecy and exchange of information
------------+Article 88 1.
------------+Article 88 2.
------------+Article 88 3.
------------+Article 88 4.
------------+Article 88 5.
------------+Article 88 6.
------------+Article 88 7.
------------+Article 88 8.
---------+Article 89 Data protection
---------+Article 90 Access to documents
------------+Article 90 1.
------------+Article 90 2.
------------+Article 90 3.
------------+Article 90 4.
---------+Article 91 Security rules on the protection of classified and sensitive non-classified information
---------+Article 92 Court of Auditors
------------+Article 92 1.
------------+Article 92 2.
------------+Article 92 3.
------------+Article 92 4.
------------+Article 92 5.
------------+Article 92 6.
------------+Article 92 7.
------------+Article 92 8.
---+PART IV POWERS OF EXECUTION AND FINAL PROVISIONS
------+Article 93 Exercise of the delegation
---------+Article 93 1.
---------+Article 93 2.
---------+Article 93 3.
---------+Article 93 4.
---------+Article 93 5.
---------+Article 93 6.
---------+Article 93 7.
------+Article 94 Review
---------+Article 94 1.
---------+Article 94 2.
---------+Article 94 3.
------+Article 95 Amendment to Regulation (EU) No 1093/2010
------+Article 96 Replacement of national resolution financing arrangements
------+Article 97 Headquarters Agreement and operating conditions
---------+Article 97 1.
---------+Article 97 2.
------+Article 98 Start of the Board's activities
---------+Article 98 1.
---------+Article 98 2.
---------+Article 98 3.
------+Article 99 Entry into force
---------+Article 99 1.
---------+Article 99 2.
---------+Article 99 3.
---------+Article 99 4.
---------+Article 99 5.
---------+Article 99 6.
 English - European Union - Financial Industry -

REGULATION (EU) No 806/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010

REGULATION (EU) No 806/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 15 July 2014

establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010

This Regulation shall be binding in its entirety and directly applicable in all Member States.

1. Prezentare generală

,
PART I GENERAL PROVISIONS PART I GENERAL PROVISIONS
PART II SPECIFIC PROVISIONS PART II SPECIFIC PROVISIONS
PART III INSTITUTIONAL FRAMEWORK PART III INSTITUTIONAL FRAMEWORK
PART IV POWERS OF EXECUTION AND FINAL PROVISIONS PART IV POWERS OF EXECUTION AND FINAL PROVISIONS

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe

3. Standarde asociate

Standarde

Tichete legate

Legături
is related to Imported: Single Resolution Mechanism Regulation (SRMR) (CELEX:02014R0806-20260611)