+Section 4 Prudential requirements
---+Article 42 General requirements
---+Article 43 Legal risks
------+Article 43 1.
------+Article 43 2.
------+Article 43 3.
---+Article 44 General business risk
---+Article 45 Operational risks
------+Article 45 1.
------+Article 45 3.
------+Article 45 4.
------+Article 45 5.
------+Article 45 6.
------+Article 45 7.
---+Article 46 Investment policy
------+Article 46 1.
------+Article 46 2.
------+Article 46 3.
------+Article 46 4.
------+Article 46 5.
------+Article 46 6.
---+Article 47 Capital requirements
------+Article 47 1.
------+Article 47 3.
---+Article 47a Deferred net settlement
------+Article 47a 1.
------+Article 47a 2.
------+Article 47a 3.

Section 4 Prudential requirements

Section 4 Prudential requirements

1. Prezentare generală

,
Titlu Reglementare
Article 42 General requirements

Article 42

General requirements

A CSD shall adopt a sound risk-management framework for comprehensively managing legal, business, operational and other direct or indirect risks, including measures to mitigate fraud and negligence.

Article 43 Legal risks
Article 44 General business risk

Article 44

General business risk

A CSD shall have robust management and control systems as well as IT tools in order to identify, monitor and manage general business risks, including losses from poor execution of business strategy, cash flows and operating expenses.

Article 45 Operational risks
Article 46 Investment policy
Article 47 Capital requirements
Article 47a Deferred net settlement

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe
Sursă Cerință

3. Standarde asociate

Standarde
Sursă Cerință