+Article 76 9.

Article 76 9.

Investment firms shall record in a durable medium all relevant information related to relevant face-to-face conversations with clients. The information recorded shall include at least the following:

(a) 

date and time of meetings;

(b) 

location of meetings;

(c) 

identity of the attendees;

(d) 

initiator of the meetings; and

(e) 

relevant information about the client order including the price, volume, type of order and when it shall be transmitted or executed.

1. Prezentare generală

,

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe

3. Standarde asociate

Standarde