+Article 63 1.

Article 63 1.

Investment firms that hold client financial instruments or client funds shall send at least on a quarterly basis, to each client for whom they hold financial instruments or funds, a statement in a durable medium of those financial instruments or funds unless such a statement has been provided in any other periodic statement. Upon client request, firms shall provide such statement more frequently at a commercial cost.

The first subparagraph shall not apply to a credit institution authorised under Directive 2000/12/EC of the European Parliament and of the Council ( 14 ) in respect of deposits within the meaning of that Directive held by that institution.

1. Prehľad

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Názov Regulácia

1.1 Odkazy

1.2 Identifikované požiadavky

1.3 Súvisiace štandardy

2. Identifikované požiadavky

Požiadavky
Zdroj Požiadavka

3. Súvisiace štandardy

Štandardy
Zdroj Požiadavka