2. Subject matter, scope and definitions

Obveznosti v zvezi s skladnostjo in poročanjem 3

Vloga teh smernic 3 Dolžnost poročanja 3

Predmet urejanja, področje uporabe in opredelitev pojmov 4

Predmet urejanja 4 Opredelitev pojmov 4 Naslovniki 5

Sprožilni dejavniki za uporabo ukrepov za zgodnje posredovanje 5

3.1 Sprožilni dejavniki na podlagi rezultatov SREP 6 3.2 Spremljanje ključnih kazalnikov v skladu s SREP 7 3.3 Pomembni dogodki 8

Izvajanje 10

The following definitions apply for the purposes of these Guidelines:

• a. ‘Conditions for early intervention’ means a situation when an institution infringes or is likely in the near future to infringe the requirements of Regulation (EU) No 575/2013, Directive 2013/36/EU, Title II of Directive 2014/65/EU or any of Articles 3 to 7, 14 to 17, and 24, 25 and 26 of Regulation (EU) No 600/2014 or of relevant EU or national implementing legislation.
• b. ‘Early intervention measures’ means the early intervention measures set out in Article 27(1) of Directive 2014/59/EU.
• c. ‘SREP’ means the supervisory review and evaluation process as defined in Article 97 of Directive 2013/36/EU and further specified in the SREP Guidelines.
• d. ‘SREP Guidelines’ means the EBA Guidelines on common procedures and methodologies for SREP developed in accordance with Article 107(3) of Directive 2013/36/EU³ .
• e. ‘Overall SREP assessment’, as defined in the SREP Guidelines, is the up-to-date assessment of the overall viability of an institution based on an assessment of SREP elements.
• f. ‘Overall SREP score’, as defined in the SREP Guidelines, is the numerical indicator of the overall risk to the viability of an institution based on the Overall SREP assessment.
• g. ‘SREP element’, as defined in the SREP Guidelines, is one of the following components of the SREP framework: business model analysis, assessment of internal governance and institution-wide controls, assessment of risks to capital, SREP capital assessment, assessment of risks to liquidity and funding, and SREP liquidity assessment.

Addressees

³ EBA/GL/2014/13 of 19 December 2014

These Guidelines are addressed to the competent authorities as defined in Article 4(2)(i) of Regulation (EU) No 1093/2010.