+99. Competent authorities should ensure that, where relevant, subjects of assessment appoint …

99. Competent authorities should ensure that, where relevant, subjects of assessment appoint …

Competent authorities should ensure that, where relevant, subjects of assessment appoint AML/CFT compliance officers in accordance with Article 8(4) of Directive (EU) 2015/849. Competent authorities should also take risk-sensitive steps to check whether the AML/CFT compliance officer appointed by a subject of assessment has or continues to have the necessary levels of integrity, expertise and knowledge to fulfil its functions effectively.19 This may include a meeting with the AML/CFT compliance officer or requesting the subject of assessment to provide a summary of the AML/CFT compliance officer’s professional expertise and any other information deemed relevant by the competent authority. Competent authorities should consider whether to carry out such an assessment as part of their supervisory activities, including during on-site inspections or off-site reviews, or as a stand-alone assessment.

19 Guidelines on policies and procedures in relation to compliance management and the role and responsibilities of the AML/CFT Compliance Officer under Article 8 and Chapter VI of Directive (EU) 2015/849.

1. Pregled

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1.1 Sklici

1.2 Ugotovljene zahteve

1.3 Povezani standardi

2. Ugotovljene zahteve

Zahteve

3. Povezani standardi

Standardi
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.