Assessment Objective

Determine if:

• SR-03a.
  • SR-03a.[01] a process or processes is/are established to identify and address weaknesses or deficiencies in the supply chain elements and processes of [Assignment: system or system component];
  • SR-03a.[02] the process or processes to identify and address weaknesses or deficiencies in the supply chain elements and processes of [Assignment: system or system component] is/are coordinated with [Assignment: supply chain personnel];
• SR-03b. [Assignment: supply chain controls] are employed to protect against supply chain risks to the system, system component, or system service and to limit the harm or consequences from supply chain-related events;
• SR-03c. the selected and implemented supply chain processes and controls are documented in [Selection (one or more): security and privacy plans; supply chain risk management plan; [Assignment: document] ].

Assessment Methods

Examine

• Supply chain risk management policy
• supply chain risk management procedures
• supply chain risk management strategy
• supply chain risk management plan
• systems and critical system components inventory documentation
• system and services acquisition policy
• system and services acquisition procedures
• procedures addressing the integration of information security and privacy requirements into the acquisition process
• solicitation documentation
• acquisition documentation (including purchase orders)
• service level agreements
• acquisition contracts for systems or services
• risk register documentation
• system security plan
• privacy plan
• other relevant documents or records

Interview

• Organizational personnel with acquisition responsibilities
• organizational personnel with information security and privacy responsibilities
• organizational personnel with supply chain risk management responsibilities

Test

• Organizational processes for identifying and addressing supply chain element and process deficiencies

Povezane zadeve

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.