+470. Competent authorities should discuss and coordinate the following within the colleges of …

470. Competent authorities should discuss and coordinate the following within the colleges of …

Competent authorities should discuss and coordinate the following within the colleges of supervisors:

  • a. planning, including frequency, and timelines for performing the assessment of various SREP elements for the consolidated group and its entities to facilitate preparation of the group risk and liquidity risk reports required for the joint decisions as speci fied in Article 113 of Directive 2013/36/EU and in Article 3 of the Commission Implementing Regulation (EU) No 710/2014 taking into account the proportionality and supervisory engagement set out in Title 2;
  • b. details of the application of benchmarks used for the assessment of SREP elements;
  • c. approach to assessing and scoring subcategories of risks individually, where such subcategories have been identified as material;
  • d. inputs required from the institution at consolidated and entity level for conducting the assessment of SREP elements, including those from the ICAAP and ILAAP;
  • e. outcomes of the assessment, including the SREP scores assigned to various elements, and the overall SREP assessment and overall SREP score at consolidated and entity level. When discussing the assessment of individual risks to capital and liquidity, competent authorities should focus on the risks that are identified as material for the respective entities;
  • f. cross-border prudential implications of ML/TF risks, risks of non-implementation and evasion of targeted financial sanctions and concerns; and
  • g. planned supervisory and early intervention measures, if relevant.

1. Pregled

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Naslov Regulativa

1.1 Sklici

1.2 Ugotovljene zahteve

1.3 Povezani standardi

2. Ugotovljene zahteve

Zahteve
Vir Zahteva

3. Povezani standardi

Standardi
Vir Zahteva
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