1. The application for authorisation to establish a TCB should include the following information on …

The application for authorisation to establish a TCB should include the following information on the applicant head undertaking, the intermediate and the ultimate parent head undertaking as applicable:

• a) legal name, legal form, date and place of incorporation, website or other communication channels of the head undertakings and contact details of the person within the applicant head undertaking to contact regarding the application. Where relevant and available, the name and contact details of the principal professional adviser, if any, used to prepare the application;
• b) country and address of the registered office of the applicant head undertaking, the intermediate and the ultimate parent head undertaking and, where different, the country and address of its administrative headquarters;
• c) where applicable, name of the public register where the head undertaking is registered and related registration number and, where available, its Legal Entity Identifier (LEI);
• d) confirmation that the activities that the applicant head undertaking seeks authorisation for in the Member State are covered by the authorisation that such applicant head undertaking holds in the third country where it is established and is subject to supervision. Where relevant, explanation on the correspondence between the activities authorised in the third country and the activities listed in Annex I of CRD. Where lending or the provision of guarantees and commitment that the applicant head undertaking intends to provide in the Member State via the TCB is not subject to authorisation in the third country, the applicant head undertaking should clarify in the application that the core banking service is part of its ordinary course of business, and that is subject to prudential regulation and supervision (in particular all the risks linked to such core banking services are captured by the risk management framework and are reflected in the capital ratios and requirements);
• e) name, organisational unit, and contact details of the relevant contact persons within the third-country competent authority(ies) in charge of the supervision of the applicant head-undertaking and of the intermediate and ultimate head-undertaking, or for the supervision of the relevant activities, if different;
• f) confirmation that the application for authorisation to establish a TCB in the Member State and related documentation as per Article 48c(4), point (c) CRD has been notified to the third-country competent authority of the applicant head undertaking.

1. Pregled

1.1 Sklici

1.2 Ugotovljene zahteve

1.3 Povezani standardi

2. Ugotovljene zahteve

3. Povezani standardi

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