+Article 9 12
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Article 9 12
12. Without prejudice to Article 20 of Regulation (EU) No 909/2014, the competent authority shall withdraw a specific permission or any related exemptions where:
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(a)
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a flaw has been discovered in the functioning of the distributed ledger technology used, or in the services and activities provided by the CSD operating the DLT SS, that poses a risk to investor protection, market integrity or financial stability, and the risk outweighs the benefits of the services and activities under experimentation;
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(b)
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the CSD operating the DLT SS has breached the conditions attached to the exemptions;
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(c)
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the CSD operating the DLT SS has recorded financial instruments that do not fulfil the conditions set out in Article 3(1);
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(d)
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the CSD operating the DLT SS has exceeded the threshold referred to in Article 3(2);
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(e)
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the CSD operating the DLT SS has exceeded the threshold referred to in Article 3(3) and has not activated the transition strategy; or
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(f)
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the CSD operating the DLT SS obtained the specific permission or related exemptions on the basis of misleading information or a material omission.
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1. Přehled
1.1 Odkazy
1.2 Identifikované požadavky
1.3 Související standardy
2. Identifikované požadavky
Požadavky
| Zdroj |
Požadavek |
3. Související standardy
Standardy
| Zdroj |
Požadavek |
- Builddate: 02.06.2022 00:00:00 -Doknr: CELEX:32022R0858
- EULAW -
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