+Article 9 4

Article 9 4

4.   By 10 July 2026, AMLA shall issue guidelines on the elements that obliged entities should take into account, based on the nature of their business, including its risks and complexity, and their size, when deciding on the extent of their internal policies, procedures and controls, in particular as regards the staff allocated to the compliance functions. Those guidelines shall also identify situations where, due to the nature and size of the obliged entity:

(i)

internal controls are to be organised at the level of the commercial function, of the compliance function and of the audit function;

(ii)

the independent audit function can be carried out by an external expert.

1. Přehled

,

1.1 Odkazy

1.2 Identifikované požadavky

1.3 Související standardy

2. Identifikované požadavky

Požadavky

3. Související standardy

Standardy
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