+Orientações (EBA/GL/2015/03)
---+Orientações da EBA relativas a fatores de desencadeamento para a utilização de medidas de intervenção precoce
------+1. Obrigações de verificação do cumprimento e notificação
------+2. Objeto, âmbito de aplicação e definições
---------+1. O presente documento contém orientações emitidas ao abrigo do artigo 16. o do Regulamento (UE) …
---------+2. As Orientações refletem a posição da EBA sobre práticas de supervisão adequadas no âmbito do …
---------+3. Nos termos do disposto no artigo 16. o , n. o 3, do Regulamento (UE) n. o 1093/2010, as …
---------+4. As notificações serão publicadas no sítio Web da EBA, em conformidade com o disposto no artigo …
---------+5. The following definitions apply for the purposes of these Guidelines: a. ‘Conditions for early …
---------+6. These Guidelines are addressed to the competent authorities as defined in Article 4(2)(i) of …
------+3. Fatores de desencadeamento de medidas de intervenção precoce
---------+7. These Guidelines identify the following triggers for the competent authorities’ decision on …
---------+8. The breach of the triggers identified in these Guidelines should prompt the competent …
---------+9. Breaches of the triggers, outcomes of associated further investigations and decisions on the …
---------+10. Upon the breach of the triggers, when taking a positive decision to apply an early intervention …
---------+11. When competent authorities assign to an institution an Overall SREP score of ‘4’ they should …
---------+12. The results of the Overall SREP assessment and specific pre-defined combinations of the results …
---------+13. In particular, should the competent authority, as an outcome of SREP, assign to an institution …
---------+14. In addition, in certain circumstances, the competent authority should also consider the …
---------+15. In particular, the competent authority should decide on whether to apply early intervention …
---------+16. When deciding whether to apply early intervention measures based on the above SREP scores and …
---------+17. The SREP process as set out in the SREP Guidelines requires competent authorities to carry out …
---------+18. When identifying thresholds for the indicators related to prudential requirements, as …
---------+19. Where competent authorities, for the purpose of monitoring key indicators, set thresholds for …
---------+20. Identification of material changes or anomalies in indicators, including breaches of …
---------+21. Where an institution’s financial condition and risk outlook and SREP score for a particular …
---------+22. Without prejudice to paragraph 21, in certain circumstances material changes or anomalies in …
---------+23. Certain events may have a significant impact on an institution’s financial conditions, putting …
---------+24. Generally, such events should prompt further investigations of an affected area. In particular …
---------+25. Upon becoming aware of the occurrence of a significant event, the competent authority should …
---------+26. The competent authority should update the risk assessment and score of the respective SREP …
---------+27. Without prejudice to paragraph 26, in certain circumstances significant events may be used …
---------+28. The fact that a resolution authority commences a consultation process with a competent …
------+4. Implementação
---------+29. These Guidelines apply from 1 January 2016.
 English - European Union - Financial Industry -

Orientações (EBA/GL/2015/03)

Orientações (EBA/GL/2015/03)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/recovery/guidelines-early-intervention-triggers – PDF

1. Visão geral

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Orientações da EBA relativas a fatores de desencadeamento para a utilização de medidas de intervenção precoce

Orientações da EBA relativas a fatores de desencadeamento para a utilização de medidas de intervenção precoce

1.1 Referências

1.2 Requisitos identificados

1.3 Normas relacionadas

2. Requisitos identificados

Requisitos

3. Normas relacionadas

Normas

Pedidos ligados

Ligações
is related to Imported: Guidelines on early intervention triggers (2016-01-01-1ded50319a-3dad)
is related to Assignments added: Guidelines on early intervention triggers (2016-01-01-1ded50319a-3dad) – 2 links
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