+Article 9 11.
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Article 9 11.
Member States shall require investment firms to determine whether a financial instrument meets the identified needs, characteristics and objectives of the target market, including by examining the following elements:
(a)
the financial instrument’s risk/reward profile is consistent with the target market;
(b)
the financial instrument’s sustainability factors, where relevant, are consistent with the target market;
(c)
the financial instrument design is driven by features that benefit the client and not by a business model that relies on poor client outcomes to be profitable.
1. Übersicht
| Bezeichnung |
Regulierung |
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1.1 Referenzen
1.2 Identifizierte Anforderungen
1.3 Zugehörige Standards
2. Identifizierte Anforderungen
Anforderungen
| Quelle |
Anforderung |
3. Zugehörige Standards
Standards
| Quelle |
Anforderung |
- Builddate: 06.06.2026 00:00:00 -Doknr: CELEX:32017L0593
- EULAW -
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