+Artikolu 9 11.
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Artikolu 9 11.
L-Istati Membri għandhom jeżiġu li d-ditti ta’ investiment jiddeterminaw jekk strument finanzjarju jissodisfax il-ħtiġijiet, il-karatteristiċi u l-objettivi identifikati tas-suq fil-mira, inkluż bl-eżaminazzjoni tal-elementi li ġejjin:
(a)
il-profil tar-riskji u l-gwadanji tal-istrument finanzjarju huwa konsistenti mas-suq fil-mira;
(b)
jekk ikun rilevanti, il-fatturi tas-sostenibbiltà tal-istrument finanzjarju huma konsistenti mas-suq fil-mira;
(c)
id-disinn tal-istrument finanzjarju huwa motivat minn karatteristiċi li jibbenefikaw lill-klijent u mhux minn xi mudell ta’ negozju li jiddependi fuq riżultati ħżiena għall-klijenti biex ikun profittabbli.
1. Ħarsa ġenerali
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Regolamentazzjoni |
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1.1 Referenzi
1.2 Rekwiżiti identifikati
1.3 Standards relatati
2. Rekwiżiti identifikati
3. Standards relatati
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