+Artikel 38 Beaufsichtigung durch die zuständigen Behörden
---+Article 38 1.
---+Article 38 2.
---+Article 38 3.
---+Article 38 4.
---+Article 38 5.
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Artikel 38 Beaufsichtigung durch die zuständigen Behörden
1. Übersicht
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Regulierung |
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Article 38 1.
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The competent authorities shall supervise compliance with this Regulation on an ongoing basis.
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Article 38 2.
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The competent authority of the MMF or, where relevant, the competent authority of the manager of an MMF shall be responsible for supervising compliance with Chapters II to VII.
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Article 38 3.
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The competent authority of the MMF shall be responsible for supervising compliance with the obligations set out in the fund rules or in the instruments of incorporation, and the obligations set out in the prospectus, which shall be consistent with this Regulation.
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Article 38 4.
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The competent authority of the manager of an MMF shall be responsible for supervising the adequacy of the arrangements and organisation of the manager of the MMF so that the manager of the MMF is in a position to comply with the obligations and rules which relate to the constitution and functioning of all the MMFs that it manages.
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Article 38 5.
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Competent authorities shall monitor UCITS and AIFs established or marketed in their territories to verify that they do not use the MMF designation or suggest that they are an MMF unless they comply with this Regulation.
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,
1.1 Referenzen
1.2 Identifizierte Anforderungen
1.3 Zugehörige Standards
2. Identifizierte Anforderungen
Anforderungen
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Anforderung |
3. Zugehörige Standards
Standards
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Anforderung |
- Builddate: 24.12.2024 00:00:00 -Doknr: CELEX:32017R1131
- EULAW -
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