+Article 33 1.

Article 33 1.

This Article shall apply to at least the following:

(a) 

persons who fail to register their distribution activities in accordance with Article 3;

(b) 

an insurance or reinsurance undertaking or insurance or reinsurance intermediary using the insurance or reinsurance distribution services of persons referred to in point (a);

(c) 

an insurance, reinsurance or ancillary insurance intermediary who obtained a registration through false statements or any other irregular means in breach of Article 3;

(d) 

an insurance distributor who fails to meet the provisions of Article 10;

(e) 

an insurance undertaking or insurance intermediary failing to comply with conduct of business requirements set out in Chapters V and VI, in relation to the distribution of insurance-based investment products;

(f) 

an insurance distributor who fails to comply with conduct of business requirements set out in Chapter V, in relation to any insurance product other than those referred to in point (e).

1. Übersicht

,
Bezeichnung Regulierung

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen
Quelle Anforderung

3. Zugehörige Standards

Standards
Quelle Anforderung
  • Builddate: 09.10.2024 00:00:00 -Doknr: CELEX:32016L0097
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