+Article 21 17.

Article 21 17.

The Commission shall adopt, by means of delegated acts in accordance with Article 56 and subject to the conditions of Articles 57 and 58, measures specifying:

(a) 

the particulars that need to be included in the written contract referred to in paragraph 2;

(b) 

general criteria for assessing whether the prudential regulation and supervision of third countries as referred to in point (b) of paragraph 6 have the same effect as Union law and are effectively enforced;

(c) 

the conditions for performing the depositary functions pursuant to paragraphs 7, 8 and 9, including:

(i) 

the type of financial instruments to be included in the scope of the depositary’s custody duties in accordance with point (a) of paragraph 8;

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(ii) 

the conditions subject to which the depositary is able to exercise its custody duties over financial instruments registered with a central securities depository; and

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(iii) 

the conditions subject to which the depositary is to safekeep the financial instruments issued in a nominative form and registered with an issuer or a registrar, in accordance with point (b) of paragraph 8;

(d) 

the due diligence duties of depositaries pursuant to point (c) of paragraph 11;

(e) 

the segregation obligation pursuant to point (d)(iii) of paragraph 11;

(f) 

the conditions subject to which and circumstances in which financial instruments held in custody are to be considered as lost;

(g) 

what is to be understood by external events beyond reasonable control, the consequences of which would have been unavoidable despite all reasonable efforts to the contrary pursuant to paragraph 12;

(h) 

the conditions subject to which and circumstances in which there is an objective reason to contract a discharge pursuant to paragraph 13.

1. Übersicht

,
Bezeichnung Regulierung

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen
Quelle Anforderung

3. Zugehörige Standards

Standards
Quelle Anforderung
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