+Article 17 7.

Article 17 7.

The Commission shall adopt delegated acts in accordance with Article 30 specifying criteria and factors to be taken into account by competent authorities in determining when there is a significant investor protection concern or a threat to the orderly functioning and integrity of financial markets or to the stability of the financial system within at least one Member State referred to in point (a) of the first subparagraph of paragraph 2.

Those criteria and factors shall include:

(a) 

the degree of complexity of an insurance-based investment product and the relation to the type of investor to whom it is marketed and sold;

(b) 

the degree of innovation of an insurance-based investment product, an activity or a practice;

(c) 

the leverage a product or practice provides;

(d) 

in relation to the orderly functioning and integrity of financial markets, the size or the notional value of an insurance-based investment product.

1. Übersicht

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Bezeichnung Regulierung

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen
Quelle Anforderung

3. Zugehörige Standards

Standards
Quelle Anforderung
  • Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32014R1286
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