+Article 7 3.
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Article 7 3.
The penalty mechanism referred to in paragraph 2 shall not apply to:
(a)
settlement fails the underlying cause of which is not attributable to the participants in the transaction;
(b)
operations that are not considered as trading;
(c)
transactions where the failing participant is a CCP, except for transactions entered into by a CCP where it does not interpose itself between the counterparties; or
(d)
transactions where insolvency proceedings are opened against the failing participant.
1. Übersicht
| Bezeichnung |
Regulierung |
,
1.1 Referenzen
1.2 Identifizierte Anforderungen
1.3 Zugehörige Standards
2. Identifizierte Anforderungen
Anforderungen
| Quelle |
Anforderung |
3. Zugehörige Standards
Standards
| Quelle |
Anforderung |
- Builddate: 17.01.2026 00:00:00 -Doknr: CELEX:32014R0909
- EULAW -
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