+Artikel 27i Organisatorische Anforderungen an ARM
---+Article 27i 1.
---+Article 27i 2.
---+Article 27i 3.
---+Article 27i 4.
---+Article 27i 4a.
---+Article 27i 4b.
---+Article 27i 5.

Artikel 27i Organisatorische Anforderungen an ARM

1. Übersicht

,
Article 27i 1.
An ARM shall have adequate policies and arrangements in place to report the information required under Article 26 as quickly as possible, and no later than the close of the working day following the day upon which the transaction took place.
Article 27i 2.
The ARM shall operate and maintain effective administrative arrangements designed to prevent conflicts of interest with its clients. In particular, an ARM that is also a market operator or investment firm shall treat all information collected in a non-discriminatory fashion and shall operate and maintain appropriate arrangements to separate different business functions.
Article 27i 3.
An ARM shall comply with the requirements concerning the security of network and information systems set out in Regulation (EU) 2022/2554.
Article 27i 4.
The ARM shall have systems in place that can effectively check transaction reports for completeness, identify omissions and obvious errors caused by the investment firm, and where such error or omission occurs, to communicate details of the error or omission to the investment firm and request re-transmission of any such erroneous reports.

The ARM shall have systems in place to enable the ARM to detect errors or omissions caused by the ARM itself and to enable the ARM to correct and transmit, or re-transmit as the case may be, correct and complete transaction reports to the competent authority.
Article 27i 4a.
An ARM shall have objective, non-discriminatory and publicly disclosed requirements for access to its services by undertakings that are subject to the reporting obligation laid down in Article 26.

An ARM shall publicly disclose the prices and fees associated with the data reporting services provided pursuant to this Regulation. It shall disclose separately the prices and fees of each service provided, including discounts and rebates and the conditions for benefiting from them. It shall allow reporting entities to access specific services separately. The prices and fees charged by an ARM shall be cost-related.
Article 27i 4b.
An ARM shall keep records relating to its business at the disposal of the relevant competent authority or ESMA for at least five years.
Article 27i 5.

ESMA shall develop draft regulatory technical standards specifying:

(a) 

the means by which the ARM may comply with the information obligation referred to in paragraph 1; and

▼M6

(b) 

the concrete organisational requirements laid down in paragraphs 2 and 4.

▼M3

Power is delegated to the Commission to supplement this Regulation by adopting the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen

3. Zugehörige Standards

Standards
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